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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 121 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2401 LII LENNOX INTL INC Industrials 22.0 $10K +12.0 +120.0% $464.09 +4.4%
2402 PUT TURTLE BEACH CORP 1,000.0 $10K +700.0 +233.3% $10.14
2403 LFVN LIFEVANTAGE CORP Consumer Defensive 2,341.0 $10K +312.0 +15.4% $4.32 +29.9%
2404 MORT VANECK ETF TRUST 985.0 $10K +748.0 +315.6% $10.26 -2.4%
2405 PUT DOLE PLC 700.0 $10K +200.0 +40.0% $14.29
2406 PUT FINANCE OF AMERICA COMPAN 600.0 $10K +400.0 +200.0% $16.60
2407 PUT MVB FINL CORP 400.0 $10K +300.0 +300.0% $24.83
2408 DYAI DYADIC INTL INC DEL Healthcare 12,078.0 $10K +12K +10000.0% $0.82 -7.4%
2409 VTSI VIRTRA INC Industrials 2,664.0 $10K +504.0 +23.3% $3.71 -6.5%
2410 CALL BARINGS BDC INC 1,200.0 $10K +1K +500.0% $8.23
2411 MBUU MALIBU BOATS INC Consumer Cyclical 381.0 $10K +236.0 +162.8% $25.92 +6.4%
2412 PUT LEXICON PHARMACEUTICALS INC 6,300.0 $10K +2K +37.0% $1.56
2413 PUT LADDER CAP CORP 1,000.0 $10K +900.0 +900.0% $9.77
2414 CION CION INVT CORP Financial Services 1,425.0 $10K +1K +356.7% $6.84 -4.2%
2415 DFLV DIMENSIONAL ETF TRUST 271.0 $10K +255.0 +1593.8% $35.71 +8.5%
2416 PUT NEOGENOMICS INC 1,300.0 $10K +1K +550.0% $7.42
2417 CALL BARK INC 19,000.0 $10K +2K +10.5% $0.51
2418 CALL OUTSET MED INC 2,500.0 $10K +1K +66.7% $3.84
2419 VIVOPOWER PLC 4,163.0 $10K +2K +67.3% $2.30
2420 CALL FREIGHTCAR AMER INC 1,200.0 $10K +1K +1100.0% $7.97
Page 121 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%