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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 120 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2381 CALL REX ETF TR 1,100.0 $11K +500.0 +83.3% $10.44
2382 CALL ISPIRE TECHNOLOGY INC 6,200.0 $11K +6K +6100.0% $1.84
2383 CHGG CHEGG INC Consumer Defensive 15,117.0 $11K +7K +91.5% $0.74 +88.9%
2384 CALL AMERICAN ASSETS TR INC 600.0 $11K +500.0 +500.0% $18.41
2385 TSLZ ETF OPPORTUNITIES TRUST 694.0 $11K +603.0 +662.6% $15.88 -31.6%
2386 PUT GENTEX CORP 500.0 $11K +400.0 +400.0% $21.85
2387 CASTOR MARITIME INC 5,878.0 $11K +3K +122.4% $1.85
2388 CALL KAMADA LTD 1,300.0 $11K +600.0 +85.7% $8.34
2389 PUT ASE TECHNOLOGY HLDG CO LTD 500.0 $11K +100.0 +25.0% $21.68
2390 PUT PERSONALIS INC 1,700.0 $11K +400.0 +30.8% $6.37
2391 PUT FATE THERAPEUTICS INC 9,000.0 $11K +3K +52.5% $1.20
2392 RAPP RAPPORT THERAPEUTICS INC Healthcare 344.0 $11K +317.0 +1174.1% $31.29 +26.7%
2393 CALL UNISYS CORP 5,200.0 $11K +2K +92.6% $2.07
2394 PUT HAYWARD HLDGS INC 800.0 $11K +100.0 +14.3% $13.38
2395 PUT AGENUS INC 3,200.0 $11K +3K +1500.0% $3.34
2396 PUT ORCHESTRA BIOMED HLDGS INC 2,500.0 $11K +800.0 +47.1% $4.25
2397 OIS OIL STS INTL INC Energy 906.0 $11K +862.0 +1959.1% $11.64 -23.4%
2398 EWV PROSHARES TR 465.0 $10K +366.0 +369.7% $22.53 -18.2%
2399 PUT AVEPOINT INC 1,100.0 $10K +500.0 +83.3% $9.51
2400 CALL UNITY BANCORP INC 200.0 $10K +100.0 +100.0% $51.83
Page 120 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%