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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 119 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2361 CALL YALLA GROUP LTD 2,100.0 $13K +700.0 +50.0% $6.23
2362 CALL IT TECH PACKAGING INC 71,500.0 $13K +23K +47.4% $0.18
2363 AOUT AMERICAN OUTDOOR BRANDS INC Consumer Cyclical 1,387.0 $13K +613.0 +79.2% $9.34 +2.4%
2364 WBS WEBSTER FINL CORP Financial Services 184.0 $13K +80.0 +76.9% $69.42 +4.6%
2365 PUT FLUX PWR HLDGS INC 11,900.0 $13K +12K +5850.0% $1.07
2366 CALL WIMI HOLOGRAM CLOUD INC 6,600.0 $13K +3K +69.2% $1.92
2367 CALL ALPINE INCOME PPTY TR INC 700.0 $13K +300.0 +75.0% $18.00
2368 CALL ADICET BIO INC 1,800.0 $12K +100.0 +5.9% $6.81
2369 CALL BIOAGE LABS INC 700.0 $12K +200.0 +40.0% $17.49
2370 CALL IDENTIV INC 3,300.0 $12K +3K +3200.0% $3.70
2371 PUT GEOSPACE TECHNOLOGIES CORP 1,000.0 $12K +500.0 +100.0% $12.20
2372 PUT UDEMY INC 2,600.0 $12K +1K +73.3% $4.62
2373 USNA USANA HEALTH SCIENCES INC Consumer Defensive 687.0 $12K +21.0 +3.1% $17.47 +6.2%
2374 CALL VIEMED HEALTHCARE INC 1,300.0 $12K +1K +1200.0% $9.21
2375 ETF OPPORTUNITIES TRUST 791.0 $12K +505.0 +176.6% $15.11
2376 DCGO DOCGO INC Healthcare 18,951.0 $12K +15K +385.4% $0.63 -1.1%
2377 CALL ABOVE FOOD INGREDIENTS INC 11,600.0 $12K +7K +157.8% $1.01
2378 WHF WHITEHORSE FIN INC Financial Services 1,579.0 $12K +70.0 +4.6% $7.40 -10.7%
2379 PUT SERVICE PPTYS TR 8,600.0 $12K +6K +186.7% $1.35
2380 PUT AH RLTY TR INC 2,100.0 $12K +300.0 +16.7% $5.50
Page 119 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%