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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 115 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2281 CALL ANGEL STUDIOS INC 6,500.0 $20K +5K +490.9% $3.05
2282 EWN ISHARES INC 343.0 $20K +302.0 +736.6% $57.51 +17.1%
2283 FATE FATE THERAPEUTICS INC Healthcare 16,436.0 $20K +15K +909.0% $1.20 +79.2%
2284 CALL SENSUS HEALTHCARE INC 4,900.0 $20K +3K +172.2% $3.98
2285 PRECISION BIOSCIENCES INC 3,512.0 $19K +99.0 +2.9% $5.50
2286 EXFY EXPENSIFY INC Technology 22,133.0 $19K +9K +67.2% $0.87 +32.2%
2287 PUT WHITEHORSE FIN INC 2,600.0 $19K +1K +73.3% $7.40
2288 PUT KRONOS WORLDWIDE INC 2,900.0 $19K +2K +383.3% $6.57
2289 AAXJ ISHARES TR 195.0 $19K +153.0 +364.3% $96.29 +23.0%
2290 CALL FRANKLIN TEMPLETON ETF TR 700.0 $19K +400.0 +133.3% $26.56
2291 ETD ETHAN ALLEN INTERIORS INC Consumer Cyclical 835.0 $19K +565.0 +209.3% $22.26 -10.2%
2292 PUT POSTAL REALTY TRUST INC 1,000.0 $19K +300.0 +42.9% $18.56
2293 CALL WEAVE COMMUNICATIONS INC 4,000.0 $18K +1K +48.1% $4.62
2294 PUT CARDIFF ONCOLOGY INC 11,400.0 $18K +11K +2180.0% $1.62
2295 CALL MASTERCRAFT BOAT HLDGS INC 900.0 $18K +200.0 +28.6% $20.51
2296 PUT CADRE HLDGS INC 600.0 $18K +400.0 +200.0% $30.68
2297 PUT FRANKLIN STR PPTYS CORP 27,500.0 $18K +27K +10000.0% $0.66
2298 PUT EXLSERVICE HLDGS INC 600.0 $18K +500.0 +500.0% $30.45
2299 CALL CARRIAGE SVCS INC 400.0 $18K +200.0 +100.0% $45.66
2300 CALL SAVARA INC 3,300.0 $18K +1K +65.0% $5.46
Page 115 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%