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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 114 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2261 CALL NAUTILUS BIOTECHNOLOGY INC 5,500.0 $21K +3K +111.5% $3.88
2262 PUT PROVIDENT FINL SVCS INC 1,000.0 $21K +900.0 +900.0% $21.16
2263 CALL BIOLIFE SOLUTIONS INC 1,100.0 $21K +100.0 +10.0% $19.08
2264 PUT ARCTURUS THERAPEUTICS HLDGS 2,700.0 $21K +1K +107.7% $7.72
2265 OMAH TIDAL TRUST III 1,154.0 $21K +81.0 +7.5% $18.02 +4.4%
2266 PUT VISTA GOLD CORP 10,600.0 $21K +9K +715.4% $1.96
2267 PUT GREENLIGHT CAP RE LTD 1,200.0 $21K +700.0 +140.0% $17.29
2268 CALL HUDSON TECHNOLOGIES INC 3,500.0 $21K +200.0 +6.1% $5.88
2269 TPOR DIREXION SHARES ETF TRUST 730.0 $21K +271.0 +59.0% $28.09 +33.8%
2270 PUT RLX TECHNOLOGY INC 9,300.0 $20K +9K +9200.0% $2.20
2271 IPSC CENTURY THERAPEUTICS INC Healthcare 9,028.0 $20K +7K +276.6% $2.26 -4.0%
2272 PUT KINGSTONE COS INC 1,400.0 $20K +1K +600.0% $14.57
2273 PUT GALECTIN THERAPEUTICS INC 7,300.0 $20K +1K +21.7% $2.79
2274 PUT PAYMENTUS HOLDINGS INC 800.0 $20K +700.0 +700.0% $25.40
2275 PUT ACHIEVE LIFE SCIENCE INC 6,900.0 $20K +6K +762.5% $2.94
2276 CALL ISHARES U S ETF TR 600.0 $20K +200.0 +50.0% $33.81
2277 PUT MISTER CAR WASH INC 2,900.0 $20K +1K +52.6% $6.97
2278 XT ISHARES TR 296.0 $20K +33.0 +12.6% $68.15 +21.4%
2279 PUT APOGEE ENTERPRISES INC 600.0 $20K +100.0 +20.0% $33.54
2280 BITWISE FUNDS TRUST 1,064.0 $20K +755.0 +244.3% $18.86
Page 114 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%