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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 112 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2221 BCD ABRDN ETFS 709.0 $25K +275.0 +63.4% $35.78 +3.7%
2222 AIBU DIREXION SHARES ETF TRUST 703.0 $25K +574.0 +445.0% $36.03 +80.9%
2223 PTRN PATTERN GROUP INC Technology 2,036.0 $25K +1K +125.5% $12.43 +52.6%
2224 CALL UPBOUND GROUP INC 1,400.0 $25K +200.0 +16.7% $18.05
2225 PUT NEWTEKONE INC 2,300.0 $25K +2K +475.0% $10.95
2226 CALL ATEA PHARMACEUTICALS INC 4,600.0 $25K +2K +70.4% $5.38
2227 CURI CURIOSITYSTREAM INC Communication Services 8,302.0 $25K +172.0 +2.1% $2.96 -9.8%
2228 CALL BITWISE FUNDS TRUST 1,300.0 $25K +600.0 +85.7% $18.86
2229 DOG PROSHARES TR 1,003.0 $24K +997.0 +10000.0% $24.42 -7.7%
2230 OPRT OPORTUN FINL CORP Financial Services 5,306.0 $24K +3K +176.9% $4.61 +18.0%
2231 PUT MOVADO GROUP INC 1,000.0 $24K +400.0 +66.7% $24.42
2232 SIGA SIGA TECHNOLOGIES INC Healthcare 4,483.0 $24K +2K +81.3% $5.35 -12.7%
2233 CMTG CLAROS MTG TR INC Real Estate 10,074.0 $24K +4K +56.7% $2.38 -6.7%
2234 PUT NERDWALLET INC 2,300.0 $24K +2K +666.7% $10.38
2235 PUT W & T OFFSHORE INC 6,900.0 $24K +700.0 +11.3% $3.41
2236 VRTL GRANITESHARES ETF TR 232.0 $24K +172.0 +286.7% $101.35 +55.5%
2237 PUT BALLARD PWR SYS INC NEW 9,700.0 $23K +300.0 +3.2% $2.42
2238 LIFECORE BIOMEDICAL INC 6,277.0 $23K +5K +372.7% $3.72
2239 CALL MAYVILLE ENGR CO INC 1,300.0 $23K +900.0 +225.0% $17.95
2240 CALL PROVIDENT FINL SVCS INC 1,100.0 $23K +600.0 +120.0% $21.16
Page 112 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%