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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 110 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2181 GOEX GLOBAL X FDS 347.0 $29K +337.0 +3370.0% $84.63 -7.2%
2182 AVGW ROUNDHILL ETF TRUST 809.0 $29K +777.0 +2428.1% $36.26 +31.3%
2183 VCYT VERACYTE INC Healthcare 909.0 $29K +875.0 +2573.5% $32.21 +34.9%
2184 HRZN HORIZON TECHNOLOGY FIN CORP Financial Services 6,931.0 $29K +5K +206.7% $4.21 -2.3%
2185 MSOX ADVISORSHARES TR 13,460.0 $29K +13K +1977.2% $2.15 +39.5%
2186 CALL NATIONAL RESH CORP 1,700.0 $29K +800.0 +88.9% $16.98
2187 VGSH VANGUARD SCOTTSDALE FDS 492.0 $29K +466.0 +1792.3% $58.54 -0.4%
2188 REPOSITRAK INC 3,756.0 $29K +4K +2621.7% $7.60
2189 PUT MAGNOLIA OIL & GAS CORP 900.0 $28K +600.0 +200.0% $31.57
2190 CALL PERSONALIS INC 4,400.0 $28K +3K +340.0% $6.37
2191 PUT ONE STOP SYS INC 3,700.0 $28K +2K +68.2% $7.57
2192 PUT VERITONE INC 14,200.0 $28K +2K +21.4% $1.97
2193 CALL PJT PARTNERS INC 200.0 $28K +100.0 +100.0% $139.72
2194 CALL OP BANCORP 2,100.0 $28K +500.0 +31.2% $13.30
2195 CALL GIBRALTAR INDS INC 700.0 $28K +400.0 +133.3% $39.87
2196 PUT ENANTA PHARMACEUTICALS INC 2,200.0 $28K +900.0 +69.2% $12.63
2197 PUT CURIOSITYSTREAM INC 9,300.0 $28K +1K +13.4% $2.96
2198 PUT ARDMORE SHIPPING CORP 1,800.0 $27K +1K +260.0% $15.25
2199 PUT ELEMENT SOLUTIONS INC 800.0 $27K +500.0 +166.7% $34.14
2200 OUTLOOK THERAPEUTICS INC 132,666.0 $27K +27K +25.4% $0.21
Page 110 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%