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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 11 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 AXTI AXT INC Technology 173,574.0 $9.9M 0.01% +86K +97.9% $56.98 +147.2%
202 CALL SUPER GROUP SGHC LIMITED 909,800.0 $9.8M 0.01% +361K +65.7% $10.80
203 PUT ARES MANAGEMENT CORPORATION 89,300.0 $9.7M 0.01% +25K +38.2% $109.10
204 CALL AGNC INVT CORP 964,600.0 $9.7M 0.01% +268K +38.5% $10.03
205 CALL ARES MANAGEMENT CORPORATION 86,900.0 $9.5M 0.01% +32K +56.9% $109.10
206 CALL CENOVUS ENERGY INC 356,700.0 $9.5M 0.01% +22K +6.4% $26.53
207 CALL CADENCE DESIGN SYSTEM INC 33,900.0 $9.4M 0.01% +6K +20.2% $277.87
208 ESLT ELBIT SYS LTD Industrials 11,042.0 $9.4M 0.01% +10K +1246.6% $849.09 -9.6%
209 CALL THE CIGNA GROUP 35,100.0 $9.4M 0.01% +6K +20.6% $266.75
210 PUT CSX CORP 222,100.0 $9.1M 0.01% +23K +11.5% $41.05
211 CALL AEROVIRONMENT INC 49,400.0 $9.0M 0.01% +24K +97.6% $183.05
212 CALL QUANTA SVCS INC 16,400.0 $9.0M 0.01% +2K +14.7% $549.02
213 CALL JOBY AVIATION INC 1,084,100.0 $9.0M 0.01% +193K +21.6% $8.26
214 PUT ROCKWELL AUTOMATION INC 24,700.0 $8.9M 0.01% +21K +533.3% $358.88
215 CALL MOSAIC CO 347,600.0 $8.9M 0.01% +31K +9.7% $25.50
216 ZTS ZOETIS INC Healthcare 74,697.0 $8.8M 0.01% +6K +8.9% $118.21 -32.3%
217 CALL CYTOKINETICS INC 133,300.0 $8.8M 0.01% +24K +22.2% $65.91
218 CALL ILLINOIS TOOL WKS INC 33,600.0 $8.7M 0.01% +28K +489.5% $260.29
219 PUT AEROVIRONMENT INC 47,300.0 $8.7M 0.01% +20K +72.0% $183.05
220 PUT WORKDAY INC 66,400.0 $8.6M 0.01% +28K +74.3% $129.92
Page 11 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%