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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 108 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2141 CALL SIMMONS FIRST NATL CORP 1,800.0 $35K +800.0 +80.0% $19.45
2142 CALL PERMIANVILLE RTY TR 18,900.0 $35K +18K +1475.0% $1.85
2143 CALL WORLD FDS TR 4,600.0 $35K +2K +70.4% $7.60
2144 PUT ARDENT HEALTH INC 4,000.0 $34K +3K +263.6% $8.56
2145 PUT TRONOX HOLDINGS PLC 3,500.0 $34K +3K +483.3% $9.77
2146 CALL ANGIODYNAMICS INC 3,000.0 $34K +2K +328.6% $11.37
2147 BOOM DMC GLOBAL INC Energy 6,544.0 $34K +2K +33.2% $5.21 +38.8%
2148 PUT CARECLOUD INC 9,300.0 $34K +4K +78.8% $3.65
2149 CALL FLOTEK INDUSTRIES INC 2,000.0 $34K +2K +300.0% $16.97
2150 PUT MITEK SYS INC 2,500.0 $34K +2K +2400.0% $13.50
2151 AVIR ATEA PHARMACEUTICALS INC Healthcare 6,244.0 $34K +4K +229.5% $5.38 -15.8%
2152 GGB GERDAU SA Basic Materials 9,302.0 $34K +8K +641.8% $3.61 +29.6%
2153 NFLY TIDAL TRUST II 3,045.0 $33K +2K +326.5% $10.97 -12.2%
2154 CALL EVOLENT HEALTH INC 14,600.0 $33K +12K +595.2% $2.28
2155 CALL TITAN INTL INC ILL 4,800.0 $33K +4K +860.0% $6.91
2156 PUT ENCORE ENERGY CORP 18,400.0 $33K +15K +425.7% $1.80
2157 CALL SOLANA CO 19,100.0 $33K +18K +1810.0% $1.73
2158 PUT AMN HEALTHCARE SVCS INC 1,800.0 $33K +400.0 +28.6% $18.34
2159 CALL QUINCE THERAPEUTICS INC 326,100.0 $33K +253K +344.3% $0.10
2160 SOGP SOUND GROUP INC Technology 1,943.0 $33K +1K +138.7% $16.88 -20.6%
Page 108 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%