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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 106 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2101 PUT PHATHOM PHARMACEUTICALS INC 3,700.0 $41K +700.0 +23.3% $11.11
2102 PUT SKILLZ INC 15,800.0 $41K +14K +1115.4% $2.59
2103 CMCL CALEDONIA MNG CORP Basic Materials 1,801.0 $41K +433.0 +31.6% $22.59 +4.6%
2104 PUT SIGA TECHNOLOGIES INC 7,600.0 $41K +4K +105.4% $5.35
2105 PUT ADAMAS TRUST INC. 5,500.0 $40K +4K +189.5% $7.36
2106 SKRE ETF OPPORTUNITIES TRUST 4,683.0 $40K +4K +455.5% $8.60 -15.0%
2107 PUT COLUMBIA FINL INC 2,300.0 $40K +2K +1050.0% $17.51
2108 DSGX DESCARTES SYS GROUP INC Technology 558.0 $40K +315.0 +129.6% $71.56 -1.4%
2109 PUT CLAROS MTG TR INC 16,700.0 $40K +10K +160.9% $2.38
2110 TRNO TERRENO RLTY CORP Real Estate 647.0 $40K +634.0 +4876.9% $61.42 +8.6%
2111 CALL PROASSURANCE CORP 1,600.0 $40K +100.0 +6.7% $24.72
2112 PUT AUTONATION INC 200.0 $39K +100.0 +100.0% $195.26
2113 PUT FRANKLIN TEMPLETON ETF TR 900.0 $39K +700.0 +350.0% $43.38
2114 CALL NATIONAL VISION HLDGS INC 1,500.0 $39K +1K +200.0% $25.90
2115 CALL PERMIAN BASIN RTY TR 1,800.0 $39K +1K +260.0% $21.52
2116 PUT ENCOMPASS HEALTH CORP 400.0 $39K +300.0 +300.0% $96.73
2117 PUT BYRNA TECHNOLOGIES INC 4,200.0 $39K +4K +740.0% $9.18
2118 CALL ITT INC 200.0 $38K +100.0 +100.0% $190.53
2119 PUT ADVANCED FLOWER CAP INC 13,500.0 $38K +9K +221.4% $2.82
2120 YMAX TIDAL TRUST II 4,852.0 $38K +2K +52.5% $7.83 +9.8%
Page 106 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%