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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 104 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2061 PUT GRIFOLS S A 6,100.0 $49K +4K +221.1% $8.02
2062 CALL PROFOUND MED CORP 7,500.0 $49K +7K +7400.0% $6.48
2063 PUT TILLYS INC 12,000.0 $49K +12K +10000.0% $4.05
2064 CALL NATIONAL HEALTH INVS INC 600.0 $49K +100.0 +20.0% $80.86
2065 CALL HORIZON TECHNOLOGY FIN CORP 11,500.0 $48K +2K +26.4% $4.21
2066 CALL APPIAN CORP 2,000.0 $48K +100.0 +5.3% $24.11
2067 HDGE ADVISORSHARES TR 2,649.0 $48K +975.0 +58.2% $17.95 -5.3%
2068 CALL THE REAL BROKERAGE INC 18,800.0 $47K +4K +24.5% $2.50
2069 STRA STRATEGIC ED INC Consumer Defensive 565.0 $47K +340.0 +151.1% $82.96 -6.2%
2070 VCEL VERICEL CORP Healthcare 1,456.0 $47K +40.0 +2.8% $32.17 +8.7%
2071 BLV VANGUARD BD INDEX FDS 679.0 $47K +555.0 +447.6% $68.78 -0.8%
2072 PUT ISHARES TR 1,000.0 $47K +800.0 +400.0% $46.53
2073 CALL UNITED STS 12 MONTH NAT GAS 6,700.0 $46K +4K +168.0% $6.90
2074 PUT IMMERSION CORP 8,400.0 $46K +8K +8300.0% $5.46
2075 BHC BAUSCH HEALTH COS INC Healthcare 8,456.0 $46K +2K +30.5% $5.40 +0.0%
2076 EWZS ISHARES TR 3,060.0 $45K +3K +3262.6% $14.81 -4.3%
2077 PUT SPROTT ETF TRUST 600.0 $45K +400.0 +200.0% $75.49
2078 PRTS CARPARTS COM INC Consumer Cyclical 57,235.0 $45K +16K +39.8% $0.79 +652.1%
2079 CALL QVC GROUP INC 20,500.0 $44K +10K +101.0% $2.17
2080 CALL MYERS INDS INC 2,100.0 $44K +2K +600.0% $21.18
Page 104 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%