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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 103 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2041 PUT AVERY DENNISON CORP 300.0 $52K +200.0 +200.0% $172.68
2042 CALL MISTER CAR WASH INC 7,400.0 $52K +200.0 +2.8% $6.97
2043 PUT TEEKAY TANKERS LTD 700.0 $51K +100.0 +16.7% $73.32
2044 PUT CUBESMART 1,400.0 $51K +100.0 +7.7% $36.65
2045 CALL NURIX THERAPEUTICS INC 3,300.0 $51K +2K +230.0% $15.50
2046 EVTC EVERTEC INC Technology 1,810.0 $51K +2K +5933.3% $28.22 -15.8%
2047 CALL CARGURUS INC 1,500.0 $51K +1K +200.0% $34.05
2048 PUT WEDBUSH SER TR 1,800.0 $51K +1K +125.0% $28.37
2049 CALL ARCTURUS THERAPEUTICS HLDGS 6,600.0 $51K +3K +94.1% $7.72
2050 CALL NKARTA INC 24,100.0 $51K +20K +502.5% $2.11
2051 CALL BALCHEM CORP 300.0 $51K +200.0 +200.0% $169.48
2052 CALL EVOLUTION PETE CORP 11,100.0 $51K +3K +38.8% $4.58
2053 GOGO GOGO INC Communication Services 12,597.0 $51K +9K +286.4% $4.02 +17.3%
2054 CHCO CITY HLDG CO Financial Services 422.0 $50K +124.0 +41.6% $119.52 +4.3%
2055 YCL PROSHARES TR II Financial Services 2,738.0 $50K +421.0 +18.2% $18.38 -1.6%
2056 PUT LINCOLN ELEC HLDGS INC 200.0 $50K +100.0 +100.0% $249.08
2057 ETF OPPORTUNITIES TRUST 28,156.0 $50K +9K +50.0% $1.76
2058 CALL SELECTQUOTE INC 78,100.0 $49K +73K +1346.3% $0.63
2059 AVPT AVEPOINT INC Technology 5,156.0 $49K +4K +238.3% $9.51 +5.6%
2060 CALL INNOVIVA INC 2,100.0 $49K +600.0 +40.0% $23.30
Page 103 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%