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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 102 of 131  ·  2,617 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 PUT MALIBU BOATS INC 2,100.0 $54K +2K +2000.0% $25.92
2022 CALL COGNYTE SOFTWARE LTD 6,700.0 $54K +100.0 +1.5% $8.10
2023 CALL ANIXA BIOSCIENCES INC 20,900.0 $54K +18K +770.8% $2.58
2024 UVE UNIVERSAL INS HLDGS INC Financial Services 1,574.0 $54K +1K +440.9% $34.16 +13.6%
2025 CALL NEWSMAX INC 10,300.0 $54K +6K +145.2% $5.22
2026 CALL VANECK BITCOIN ETF 2,800.0 $54K +800.0 +40.0% $19.16
2027 PRNT ARK ETF TR 2,619.0 $54K +164.0 +6.7% $20.43 +26.7%
2028 CBSH COMMERCE BANCSHARES INC Financial Services 1,084.0 $53K +674.0 +164.4% $49.20 +6.4%
2029 ILIT ISHARES TR 3,078.0 $53K +246.0 +8.7% $17.23 +17.0%
2030 PUT ISHARES TR 1,800.0 $53K +700.0 +63.6% $29.43
2031 BTGD TIDAL TRUST II 1,935.0 $53K +2K +1140.4% $27.37 +2.7%
2032 PUT AZENTA INC 2,500.0 $53K +2K +400.0% $21.13
2033 CALL KFORCE INC 1,800.0 $53K +500.0 +38.5% $29.24
2034 CALL TELOS CORP MD 12,500.0 $52K +9K +303.2% $4.19
2035 PUT COMPANIA CERVECERIAS UNIDAS 4,600.0 $52K +300.0 +7.0% $11.35
2036 CALL BETA BIONICS INC 5,200.0 $52K +5K +2500.0% $10.02
2037 SRLN SSGA ACTIVE ETF TR 1,297.0 $52K +528.0 +68.7% $40.14 +1.0%
2038 PUT GLADSTONE CAP CORP 3,000.0 $52K +600.0 +25.0% $17.35
2039 BDRY AMPLIFY COMMODITY TRUST Financial Services 5,203.0 $52K +5K +953.2% $9.97 +28.8%
2040 PUT SANMINA CORP 400.0 $52K +200.0 +100.0% $129.64
Page 102 of 131  ·  2,617 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%