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Portfolio (Quarterly) Guide ↗

DRW Securities, LLC

· CIK 0001481986
13F Portfolio $7.2B AUM 1,242 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 656 New 341 Added 215 Reduced 618 Exited
Page 61 of 63  ·  1,242 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 ASPI ASP ISOTOPES INC Basic Materials 14,964.0 $66K 0.00% +3K +21.2% $4.42 +17.0%
1202 ENCORE ENERGY CORP 36,595.0 $66K 0.00% NEW $1.80
1203 RPAY REPAY HLDGS CORP Technology 25,200.0 $66K 0.00% +7K +42.0% $2.60 +27.3%
1204 ETF OPPORTUNITIES TRUST 13,161.0 $58K 0.00% NEW $4.43
1205 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 12,363.0 $58K 0.00% NEW $4.68 -2.3%
1206 AREC AMERICAN RES CORP Energy 21,902.0 $53K 0.00% NEW $2.42 -12.0%
1207 AMS AMERICAN SHARED HOSPITAL SVC Healthcare 32,889.0 $48K 0.00% -18K -34.9% $1.45 -6.9%
1208 PACB PACIFIC BIOSCIENCES CALIF I Healthcare 35,565.0 $47K 0.00% NEW $1.32 -5.3%
1209 SANA SANA BIOTECHNOLOGY INC Healthcare 12,383.0 $36K NEW $2.88 +8.0%
1210 GEVO GEVO INC Basic Materials 13,021.0 $36K +2K +19.4% $2.73 -37.7%
1211 LOANDEPOT INC 23,655.0 $34K NEW $1.42
1212 APTOSE BIOSCIENCES INC 19,761.0 $33K $1.67
1213 AWX AVALON HLDGS CORP Industrials 11,804.0 $31K -9K -43.3% $2.59 -1.2%
1214 SINTX TECHNOLOGIES INC 12,060.0 $30K -78K -86.7% $2.50
1215 PTIX PROTAGENIC THERAPEUTICS INC Healthcare 41,783.0 $28K -1K -2.5% $0.68 -4.1%
1216 SNOA SONOMA PHARMACEUTICALS INC Healthcare 12,015.0 $26K -49K -80.3% $2.13 -49.8%
1217 AKBA AKEBIA THERAPEUTICS INC Healthcare 11,443.0 $16K NEW $1.39 -26.6%
1218 SYNLOGIC INC 23,763.0 $14K -600.0 -2.5% $0.61
1219 ALLIANCE ENTERTAINMENT HOLDI 13,452.0 $8K NEW $0.60
1220 ROYALTY MGMT HLDG CORP 32,300.0 $8K NEW $0.25
Page 61 of 63  ·  1,242 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 26.2%
Technology 16.1%
Consumer Cyclical 9.4%
Communication Services 9.4%
Real Estate 7.5%
Energy 7.5%
Industrials 7.0%
Basic Materials 6.0%
Healthcare 5.3%
Utilities 2.9%