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Portfolio (Quarterly) Guide ↗

HRT FINANCIAL LP

· CIK 0001475597
13F Portfolio $40.1B AUM 3,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2020 New 1047 Added 608 Reduced 1418 Exited
Page 170 of 187  ·  3,727 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3381 CMPX COMPASS THERAPEUTICS INC Healthcare 19,851.0 $105K NEW $5.29 -65.4%
3382 IVA INVENTIVA SA Healthcare 18,854.0 $104K NEW $5.52 -1.4%
3383 VOC VOC ENERGY TR Energy 30,094.0 $104K NEW $3.46 -5.4%
3384 OPK OPKO HEALTH INC Healthcare 90,759.0 $103K -585K -86.6% $1.13 -3.1%
3385 PUTNAM ETF TRUST 11,924.0 $103K NEW $8.64
3386 TSI TCW STRATEGIC INCOME FD INC Financial Services 22,187.0 $99K NEW $4.46 +2.0%
3387 MEVO M EVO GBL ACQUISITION CORP I Financial Services 10,100.0 $99K NEW $9.80 +1.0%
3388 ADBG THEMES ETF TR 21,421.0 $98K NEW $4.57 +6.7%
3389 MOOLEC SCIENCE SA 16,575.0 $98K NEW $5.91
3390 SPT SPROUT SOCIAL INC Technology 17,186.0 $97K -321K -94.9% $5.64 +10.7%
3391 WISEKEY INTERNATIONAL HLDS L 15,901.0 $97K NEW $6.10
3392 READY CAPITAL CORP 60,000.0 $97K $1.62
3393 HCWB HCW BIOLOGICS INC Healthcare 266,393.0 $95K NEW $0.36 +275.8%
3394 ORMP ORAMED PHARMACEUTICALS INC Healthcare 27,498.0 $93K -19K -40.3% $3.38 +26.8%
3395 FUTG THEMES ETF TR 10,370.0 $93K NEW $8.97 -10.4%
3396 BED BATH & BEYOND INC 20,200.0 $93K NEW $4.60
3397 BBCP CONCRETE PUMPING HLDGS INC Industrials 12,975.0 $92K +2K +21.6% $7.09 +3.0%
3398 ACHIEVE LIFE SCIENCE INC 31,579.0 $92K +13K +67.5% $2.91
3399 SMCY TIDAL TRUST II 16,633.0 $91K NEW $5.47 +10.8%
3400 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 17,698.0 $90K NEW $5.09 -0.3%
Page 170 of 187  ·  3,727 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.1%
Technology 15.2%
Industrials 7.7%
Healthcare 7.3%
Energy 7.0%
Consumer Cyclical 6.1%
Consumer Defensive 5.6%
Basic Materials 4.3%
Communication Services 3.5%
Utilities 2.6%