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Portfolio (Quarterly) Guide ↗

K2 PRINCIPAL FUND, L.P.

· CIK 0001461790
13F Portfolio $1.4B AUM 487 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 212 New 74 Added 83 Reduced 135 Exited
Page 8 of 11  ·  212 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 CRBG PUT COREBRIDGE FINL INC Financial Services 30,000.0 $716K 0.05% NEW $23.86 +15.5%
142 KMB KIMBERLY-CLARK CORP Consumer Defensive 7,412.0 $715K 0.05% NEW $96.47 -0.6%
143 CODI COMPASS DIVERSIFIED Industrials 90,891.0 $714K 0.05% NEW $7.86 +52.9%
144 AGYS PUT AGILYSYS INC Technology 10,000.0 $711K 0.05% NEW $71.14 -1.3%
145 AVGO BROADCOM INC Technology 2,150.0 $665K 0.05% NEW $309.51 +35.9%
146 AEXA CALL AMERICAN EXCEPTIONALISM ACQU Financial Services 61,200.0 $663K 0.05% NEW $10.83 +6.9%
147 SXT SENSIENT TECHNOLOGIES CORP Basic Materials 7,500.0 $648K 0.04% NEW $86.44 +31.8%
148 MEVO M EVO GBL ACQUISITION CORP I Financial Services 64,243.0 $632K 0.04% NEW $9.84 +0.6%
149 AMTM CALL AMENTUM HOLDINGS INC Industrials 20,000.0 $522K 0.04% NEW $26.08 -10.7%
150 METALS ACQUISITION CORP II 50,000.0 $504K 0.04% NEW $10.09
151 ART TECHNOLOGY ACQUISITION C 50,000.0 $490K 0.03% NEW $9.80
152 IMSR TERRESTRIAL ENERGY INC Energy 80,000.0 $481K 0.03% NEW $6.01 +21.5%
153 HENNESSY CAP INVTS CORP VIII 47,256.0 $465K 0.03% NEW $9.83
154 KEYS KEYSIGHT TECHNOLOGIES INC Technology 1,600.0 $452K 0.03% NEW $282.37 +23.6%
155 TE CALL T1 ENERGY INC Industrials 100,000.0 $439K 0.03% NEW $4.39 +29.2%
156 CMCO CALL COLUMBUS MCKINNON CORP N Y Industrials 30,000.0 $436K 0.03% NEW $14.53 -4.1%
157 LRCX LAM RESEARCH CORP Technology 2,000.0 $427K 0.03% NEW $213.66 +33.3%
158 AMAT APPLIED MATLS INC Technology 1,238.0 $423K 0.03% NEW $341.79 +21.0%
159 RGTI PUT RIGETTI COMPUTING INC Technology 30,000.0 $421K 0.03% NEW $14.04 +27.1%
160 STKL SUNOPTA INC Consumer Defensive 64,304.0 $417K 0.03% NEW $6.48 +0.3%
Page 8 of 11  ·  212 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.5%
Technology 10.0%
Consumer Cyclical 8.5%
Energy 8.3%
Industrials 8.2%
Communication Services 7.9%
Basic Materials 7.8%
Healthcare 6.1%
Utilities 6.1%
Real Estate 2.3%