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Portfolio (Quarterly) Guide ↗

RIVERNORTH CAPITAL MANAGEMENT, LLC

· CIK 0001447578
13F Portfolio $2.0B AUM 542 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 200 New 43 Added 66 Reduced 135 Exited
Page 6 of 10  ·  200 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 MMT MFS MULTIMARKET INCOME TR Financial Services 337,192.0 $1.6M 0.08% NEW $4.62 -2.7%
102 PAXS PIMCO ACCESS INCOME FUND Financial Services 94,489.0 $1.4M 0.07% NEW $14.41 -3.2%
103 PDO PIMCO DYNAMIC INCOME OPRNTS Financial Services 95,649.0 $1.2M 0.06% NEW $12.93 -1.5%
104 AA MISSION ACQUISITION CORP 100,000.0 $1.0M 0.05% NEW $10.07
105 PROEM ACQUISITION CORP I 100,000.0 $1.0M 0.05% NEW $10.01
106 MOZAYYX ACQUISITION CORP 100,000.0 $995K 0.05% NEW $9.95
107 ALDABRA 4 LQDTY OPP VEH INC 100,000.0 $995K 0.05% NEW $9.95
108 EVOX EVOLUTION GLOBAL ACQUISITION Financial Services 99,844.0 $994K 0.05% NEW $9.96 +0.4%
109 IDEA ACQUISITION CORP 100,000.0 $991K 0.05% NEW $9.91
110 SVIV SPRING VY ACQUISITION CORP I Financial Services 99,996.0 $987K 0.05% NEW $9.87 +1.7%
111 ART TECHNOLOGY ACQUISITION C 100,000.0 $981K 0.05% NEW $9.81
112 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 86,985.0 $885K 0.04% NEW $10.17 -0.8%
113 AAPL APPLE INC Technology 3,147.0 $799K 0.04% NEW $253.79 +17.4%
114 BIII BLACK SPADE ACQUISITION III Financial Services 78,114.0 $769K 0.04% NEW $9.84 +0.6%
115 DNMX DYNAMIX CORP III Financial Services 75,000.0 $744K 0.04% NEW $9.92 +0.7%
116 ADAC AMERICAN DRIVE ACQUISITION C Financial Services 75,000.0 $742K 0.04% NEW $9.90 +1.0%
117 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 148,698.0 $706K 0.04% NEW $4.75 +9.6%
118 IRHO IRON HORSE ACQUISIT II CORP Financial Services 50,000.0 $493K 0.03% NEW $9.86 +1.3%
119 RMMZ RIVERNORTH MANAGED DUR MUN I Financial Services 24,802.0 $364K 0.02% NEW $14.69 +0.6%
120 MSFT MICROSOFT CORP Technology 706.0 $261K 0.01% NEW $370.17 +12.6%
Page 6 of 10  ·  200 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 97.7%
Technology 1.6%
Real Estate 0.7%