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Portfolio (Quarterly) Guide ↗

CONFLUENCE INVESTMENT MANAGEMENT LLC

· CIK 0001442056
13F Portfolio $6.4B AUM 414 positions Filed Apr 1, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 283 New 31 Exited
Page 9 of 15  ·  283 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 NEM Newmont Mining Corp. Basic Materials 15,067.0 $1.6M 0.03% NEW $108.25 +0.1%
162 GTES Gates Industrial Corp. plc Industrials 71,924.0 $1.6M 0.03% NEW $22.61 +6.5%
163 SCCO Southern Copper Corp. Basic Materials 9,322.0 $1.6M 0.03% NEW $172.07 +1.2%
164 XOM Exxon Mobil Corp. Energy 9,331.0 $1.6M 0.03% NEW $169.66 -7.9%
165 STC Stewart Information Services C Financial Services 25,461.0 $1.6M 0.02% NEW $61.58 +10.6%
166 AGI Alamos Gold Inc. Basic Materials 35,226.0 $1.6M 0.02% NEW $44.43 -11.7%
167 BAE Systems plc 13,305.0 $1.6M 0.02% NEW $116.50
168 ING ING Groep N.V. Financial Services 59,003.0 $1.5M 0.02% NEW $26.05 +17.7%
169 SHEL Shell plc Energy 16,435.0 $1.5M 0.02% NEW $93.00 -6.8%
170 Zurich Insurance Group A.G. 42,950.0 $1.5M 0.02% NEW $35.51
171 Antofagasta plc 34,178.0 $1.5M 0.02% NEW $44.57
172 SPB Spectrum Brands Holdings Inc. Consumer Defensive 20,397.0 $1.5M 0.02% NEW $73.70 +1.1%
173 FSK FS KKR Capital Corp. Financial Services 147,605.0 $1.5M 0.02% NEW $10.18 +7.4%
174 GDXJ VanEck Junior Gold Miners ETF 12,491.0 $1.5M 0.02% NEW $120.04 -6.5%
175 Hong Kong Exchanges and Cleari 29,563.0 $1.5M 0.02% NEW $50.65
176 RGLD Royal Gold Inc. Basic Materials 5,877.0 $1.5M 0.02% NEW $254.49 -12.3%
177 HGTY Hagerty Inc. Financial Services 140,841.0 $1.5M 0.02% NEW $10.53 +4.0%
178 Safran S.A. 18,079.0 $1.5M 0.02% NEW $82.03
179 CNQ Canadian Natural Resources Ltd Energy 30,370.0 $1.5M 0.02% NEW $48.73 -0.1%
180 RBC RBC Bearings Inc. Industrials 2,722.0 $1.5M 0.02% NEW $543.12 +5.1%
Page 9 of 15  ·  283 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 20.5%
Industrials 20.1%
Technology 13.0%
Consumer Defensive 11.8%
Utilities 7.7%
Basic Materials 7.1%
Consumer Cyclical 6.3%
Energy 6.3%
Healthcare 6.1%
Communication Services 1.2%