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Portfolio (Quarterly) Guide ↗

Guinness Atkinson Asset Management Inc

· CIK 0001409765
13F Portfolio $211M AUM Filed Nov 5, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 94 New
Page 2 of 5  ·  94 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ROP ROPER TECHNOLOGIES INC Industrials 11,109.0 $5.6M 2.64% NEW $500.96 -34.3%
22 TMO THERMO FISHER SCIENTIFIC INC Healthcare 11,428.0 $5.3M 2.51% NEW $462.04 -2.2%
23 CRM SALESFORCE INC Technology 20,376.0 $5.0M 2.37% NEW $245.10 -28.1%
24 ADBE ADOBE INC Technology 13,528.0 $4.9M 2.31% NEW $359.42 -32.1%
25 ETN EATON CORP PLC Industrials 7,106.0 $2.6M 1.24% NEW $367.15 +3.9%
26 NTES NETEASE INC Technology 14,294.0 $2.2M 1.03% NEW $151.36 -24.5%
27 AFL AFLAC INC Financial Services 15,003.0 $1.7M 0.79% NEW $111.35 +5.8%
28 BIDU BAIDU INC Communication Services 11,910.0 $1.6M 0.76% NEW $134.86 -2.7%
29 BLK BLACKROCK INC Financial Services 1,139.0 $1.3M 0.64% NEW $1175.56 -9.5%
30 ABBV ABBVIE INC Healthcare 5,900.0 $1.3M 0.62% NEW $223.16 -3.8%
31 JNJ JOHNSON & JOHNSON Healthcare 7,210.0 $1.3M 0.62% NEW $181.62 +27.6%
32 CME CME GROUP INC Financial Services 4,642.0 $1.3M 0.60% NEW $272.24 +6.3%
33 CSCO CISCO SYS INC Technology 17,836.0 $1.2M 0.57% NEW $67.72 +74.5%
34 MDLZ MONDELEZ INTL INC Consumer Defensive 19,028.0 $1.2M 0.57% NEW $62.63 -1.8%
35 JD JD.COM INC Consumer Cyclical 32,438.0 $1.2M 0.55% NEW $35.64 -11.7%
36 EMR EMERSON ELEC CO Industrials 8,833.0 $1.1M 0.54% NEW $129.25 +4.4%
37 ITW ILLINOIS TOOL WKS INC Industrials 4,345.0 $1.1M 0.54% NEW $261.38 -4.4%
38 TXN TEXAS INSTRS INC Technology 6,170.0 $1.1M 0.54% NEW $183.23 +66.4%
39 KO COCA COLA CO Consumer Defensive 16,675.0 $1.1M 0.52% NEW $66.04 +22.9%
40 PEP PEPSICO INC Consumer Defensive 7,744.0 $1.1M 0.52% NEW $140.17 +6.2%
Page 2 of 5  ·  94 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 45.0%
Financial Services 11.9%
Communication Services 11.5%
Industrials 10.7%
Healthcare 10.0%
Consumer Cyclical 4.3%
Energy 3.6%
Consumer Defensive 2.2%
Utilities 0.8%