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Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763
13F Portfolio $5.8B AUM 1,592 positions Filed Jul 21, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 853 New 322 Added 317 Reduced 45 Exited
Page 79 of 80  ·  1,593 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1561 EOD ALLSPRING GLOBAL DIVIDEND OP Financial Services 10,819.0 $71K 0.00% NEW $6.53 +3.1%
1562 KOS KOSMOS ENERGY LTD Energy 32,600.0 $69K 0.00% NEW $2.11 +23.2%
1563 PLUG PLUG PWR INC Industrials 24,386.0 $66K 0.00% -5K -16.1% $2.71 -15.9%
1564 MFM ABERDEEN MUN INCOME FD Financial Services 11,697.0 $66K 0.00% NEW $5.62 -3.2%
1565 ENCORE ENERGY CORP 48,066.0 $63K 0.00% +2K +4.9% $1.31
1566 SNAP SNAP INC Communication Services 12,828.0 $57K 0.00% +273.0 +2.2% $4.44 +16.7%
1567 RC READY CAPITAL CORP Real Estate 30,809.0 $54K 0.00% -2K -6.3% $1.75 -2.9%
1568 POWW OUTDOOR HOLDING CO Industrials 22,874.0 $52K 0.00% -1K -4.3% $2.28 -2.6%
1569 BTG B2GOLD CORP Basic Materials 11,306.0 $42K 0.00% NEW $3.74 +39.0%
1570 EVGO EVGO INC Consumer Cyclical 20,772.0 $40K 0.00% -2K -8.8% $1.91 -18.8%
1571 DHF BNY MELLON HIGH YIELD STRATE Financial Services 16,147.0 $39K 0.00% NEW $2.42 -1.2%
1572 LFT LUMENT FINANCE TRUST INC Real Estate 37,591.0 $35K 0.00% NEW $0.92 -34.8%
1573 PSEC PROSPECT CAP CORP Financial Services 14,611.0 $34K 0.00% -3K -17.9% $2.31 -4.3%
1574 URG UR-ENERGY INC Energy 20,225.0 $28K NEW $1.36 +0.0%
1575 NYXOAH S A 13,450.0 $23K NEW $1.69
1576 UAVS AGEAGLE AERIAL SYS INC NEW Technology 25,000.0 $22K NEW $0.89 +3.2%
1577 GREENBRIER COS INC 19,000.0 $22K NEW $1.14
1578 AMTX AEMETIS INC Energy 13,003.0 $21K NEW $1.64 +9.8%
1579 PVL PERMIANVILLE RTY TR Energy 12,517.0 $21K $1.69 +4.1%
1580 CRBU CARIBOU BIOSCIENCES INC Healthcare 11,269.0 $20K NEW $1.76 -10.8%
Page 79 of 80  ·  1,593 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.9%
Financial Services 22.4%
Industrials 9.0%
Consumer Cyclical 7.2%
Communication Services 6.2%
Healthcare 5.9%
Energy 5.0%
Consumer Defensive 4.9%
Utilities 3.4%
Real Estate 1.7%