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Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763
13F Portfolio $5.8B AUM 1,592 positions Filed Jul 21, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 853 New 322 Added 317 Reduced 45 Exited
Page 42 of 43  ·  853 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 PCQ PIMCO CALIF MUN INCOME FD Financial Services 12,524.0 $112K 0.00% NEW $8.97 -2.8%
822 SOUN SOUNDHOUND AI INC Technology 17,168.0 $111K 0.00% NEW $6.47 +8.8%
823 FTCA PUTNAM ETF TRUST 14,134.0 $105K 0.00% NEW $7.42 -2.1%
824 PUTNAM ETF TRUST 11,381.0 $104K 0.00% NEW $9.13
825 PDM PIEDMONT REALTY TRUST INC Real Estate 11,309.0 $103K 0.00% NEW $9.15 +2.3%
826 RR RICHTECH ROBOTICS INC Industrials 44,100.0 $93K 0.00% NEW $2.11 -18.5%
827 SBSW SIBANYE STILLWATER LTD Basic Materials 10,674.0 $91K 0.00% NEW $8.49 +29.2%
828 LYG LLOYDS BANKING GROUP PLC Financial Services 15,442.0 $90K 0.00% NEW $5.83 +5.5%
829 EOSE EOS ENERGY ENTERPRISES INC Industrials 14,698.0 $86K 0.00% NEW $5.88 -33.2%
830 SOLUNA HOLDINGS INC 63,850.0 $86K 0.00% NEW $1.35
831 AUR AURORA INNOVATION INC Technology 12,398.0 $85K 0.00% NEW $6.82 +2.2%
832 OXBR OXBRIDGE RE HLDGS LTD Financial Services 75,305.0 $78K 0.00% NEW $1.03 +33.0%
833 EOD ALLSPRING GLOBAL DIVIDEND OP Financial Services 10,819.0 $71K 0.00% NEW $6.53 +3.1%
834 KOS KOSMOS ENERGY LTD Energy 32,600.0 $69K 0.00% NEW $2.11 +23.2%
835 MFM ABERDEEN MUN INCOME FD Financial Services 11,697.0 $66K 0.00% NEW $5.62 -3.2%
836 BTG B2GOLD CORP Basic Materials 11,306.0 $42K 0.00% NEW $3.74 +39.0%
837 DHF BNY MELLON HIGH YIELD STRATE Financial Services 16,147.0 $39K 0.00% NEW $2.42 -1.2%
838 LFT LUMENT FINANCE TRUST INC Real Estate 37,591.0 $35K 0.00% NEW $0.92 -34.8%
839 URG UR-ENERGY INC Energy 20,225.0 $28K NEW $1.36 +0.0%
840 NYXOAH S A 13,450.0 $23K NEW $1.69
Page 42 of 43  ·  853 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.9%
Financial Services 22.4%
Industrials 9.0%
Consumer Cyclical 7.2%
Communication Services 6.2%
Healthcare 5.9%
Energy 5.0%
Consumer Defensive 4.9%
Utilities 3.4%
Real Estate 1.7%