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Portfolio (Quarterly) Guide ↗

Westend Capital Management, LLC

· CIK 0001331997
13F Portfolio $343M AUM Filed Oct 17, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 254 New
Page 3 of 13  ·  254 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 NVDA NVIDIA CORPORATION COM Technology 906.0 $169K 0.05% NEW $186.59 +14.8%
42 DVY ISHARES DJ SELECT DIVIDEND 1,180.0 $168K 0.05% NEW $142.10 +9.1%
43 TEX TEREX CORP NEW COM Industrials 2,859.0 $147K 0.04% NEW $51.30 +15.3%
44 ORCL ORACLE CORPORATION Technology 507.0 $143K 0.04% NEW $281.24 -27.6%
45 SHEL ROYAL DUTCH SHELL PLC-ADR Energy 1,926.0 $138K 0.04% NEW $71.54 +17.2%
46 WPC WP CAREY INC COM Real Estate 2,000.0 $135K 0.04% NEW $67.57 +10.0%
47 VOO VANGUARD S&P 500 ETF 218.0 $133K 0.04% NEW $612.38 +13.3%
48 ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF 913.0 $133K 0.04% NEW $145.65 +13.3%
49 SLRC SLR INVESTMENT CORP COM Financial Services 8,608.0 $132K 0.04% NEW $15.29 -13.8%
50 SNOY YIELDMAX SNOW OPTION INCOME STRATEGY ETF 7,787.0 $118K 0.03% NEW $15.20 -31.1%
51 DIA SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST Financial Services 250.0 $116K 0.03% NEW $463.74 +9.3%
52 JNJ JOHNSON & JOHNSON COM Healthcare 617.0 $114K 0.03% NEW $185.42 +24.5%
53 VRP INVESCO VARIABLE RATE PREFERRED ETF 4,430.0 $109K 0.03% NEW $24.70 -1.4%
54 LNC LINCOLN NATL CORP IND COM Financial Services 2,698.0 $109K 0.03% NEW $40.33 -13.0%
55 SPHY SPDR PORTFOLIO HIGH YIELD BOND ETF 4,501.0 $108K 0.03% NEW $23.94 -1.9%
56 SHYG ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF 2,427.0 $105K 0.03% NEW $43.30 -1.8%
57 MO ALTRIA GROUP INC COM Consumer Defensive 1,564.0 $103K 0.03% NEW $66.06 +8.9%
58 MCD MCDONALDS CORP COM Consumer Cyclical 339.0 $103K 0.03% NEW $303.89 -8.5%
59 SPG SIMON PPTY GROUP INC NEW COM Real Estate 541.0 $102K 0.03% NEW $187.72 +10.1%
60 ESGD ISHARES ESG AWARE MSCI EAFE ETF 1,075.0 $100K 0.03% NEW $92.98 +11.2%
Page 3 of 13  ·  254 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Industrials 28.7%
Technology 20.7%
Communication Services 16.8%
Financial Services 11.4%
Consumer Cyclical 10.6%
Energy 10.6%
Real Estate 0.5%
Healthcare 0.3%
Consumer Defensive 0.2%
Basic Materials 0.0%