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Portfolio (Quarterly) Guide ↗

Rock Point Advisors, LLC

· CIK 0001301540
13F Portfolio $369.6B AUM 118 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 7 New 33 Added 53 Reduced 10 Exited
Page 2 of 3  ·  53 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 GLW Corning Technology 35,962.0 $4.9M 1.32% -35K -49.4% $135.97 +53.2%
22 BPOP Popular Financial Services 19,196.0 $2.6M 0.70% -261.0 -1.3% $134.17 +7.4%
23 HASI Hannon Armstrong Sustainable Infrastructure Capita Financial Services 69,067.0 $2.5M 0.69% -898.0 -1.3% $36.75 +12.6%
24 Annaly Capital Mgmt 102,152.0 $2.2M 0.58% -50K -33.0% $21.15
25 MSFT Microsoft Technology 4,397.0 $1.6M 0.44% -47.0 -1.1% $370.17 +10.6%
26 JNJ Johnson & Johnson Healthcare 5,488.0 $1.3M 0.36% -411.0 -7.0% $244.44 -5.6%
27 GDX Market Vectors Gold Miners ETF 14,332.0 $1.3M 0.36% -680.0 -4.5% $91.77 -4.8%
28 MU Micron Technology Technology 3,292.0 $1.1M 0.30% -12K -78.5% $337.84 +129.7%
29 XLU Sector SPDR Utilities 21,168.0 $971K 0.26% -2K -10.0% $45.89 -4.4%
30 SUB iShares Short-Term National Muni Bond 8,573.0 $913K 0.25% -107.0 -1.2% $106.50 -0.3%
31 AEM Agnico Eagle Mines Basic Materials 4,329.0 $879K 0.24% -451.0 -9.4% $202.98 -11.2%
32 GE General Electric Industrials 2,708.0 $768K 0.21% -141.0 -5.0% $283.77 +2.7%
33 GEV Ge Vernova Llc Com Utilities 705.0 $615K 0.17% -10.0 -1.4% $872.90 +24.9%
34 MUB ishares National Muni Bond ETF 5,283.0 $561K 0.15% -2K -22.4% $106.15 -0.0%
35 GBIL Goldman Sachs Access Treasury 0-1 Yr ETF 5,288.0 $530K 0.14% -200.0 -3.6% $100.19 -0.1%
36 SBI Western Asset Intermediate Mun Financial Services 66,925.0 $514K 0.14% -4K -5.6% $7.68 +0.8%
37 NEM Newmont Mining Basic Materials 3,840.0 $416K 0.11% -358.0 -8.5% $108.25 +7.5%
38 IBM International Business Machines Technology 1,457.0 $353K 0.10% -37.0 -2.5% $242.39 -9.9%
39 WPM Wheaton Precious Metals Basic Materials 2,680.0 $351K 0.10% -300.0 -10.1% $131.01 +6.3%
40 SHM SPDR Nuveen Barclays ST Muni 7,250.0 $347K 0.09% -65.0 -0.9% $47.83 -0.3%
Page 2 of 3  ·  53 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.1%
Financial Services 18.9%
Industrials 11.5%
Real Estate 10.5%
Healthcare 7.3%
Utilities 7.1%
Consumer Cyclical 6.6%
Communication Services 5.4%
Basic Materials 1.8%
Energy 0.5%