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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.0B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 193 New
Page 2 of 10  ·  193 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 WELLS FARGO CO NEW 8,200.0 $10.1M 1.01% NEW $1234.29
22 ON SEMICONDUCTOR CORP 9,952,000.0 $9.2M 0.91% NEW $0.92
23 GLOBAL PMTS INC 9,457,000.0 $8.7M 0.86% NEW $0.92
24 GOOGL ALPHABET INC Communication Services 35,303.0 $8.6M 0.85% NEW $243.10 +57.5%
25 KKR & CO INC 161,600.0 $8.5M 0.84% NEW $52.35
26 VENTAS RLTY LTD PARTNERSHIP 6,310,000.0 $8.1M 0.81% NEW $1.29
27 MBB ISHARES TR 85,050.0 $8.1M 0.81% NEW $95.15 -1.1%
28 ALLIANT ENERGY CORP 6,930,000.0 $7.5M 0.74% NEW $1.08
29 META META PLATFORMS INC Communication Services 10,013.0 $7.4M 0.73% NEW $734.38 -16.9%
30 IEMG ISHARES INC 109,392.0 $7.2M 0.72% NEW $65.92 +22.2%
31 MERITAGE HOMES CORP 7,022,000.0 $7.2M 0.71% NEW $1.02
32 PPL CAP FDG INC 6,280,000.0 $7.2M 0.71% NEW $1.14
33 ETSY INC 8,040,000.0 $7.1M 0.70% NEW $0.88
34 FORD MTR CO 6,740,000.0 $6.8M 0.68% NEW $1.01
35 AMZN AMAZON COM INC Consumer Cyclical 30,910.0 $6.8M 0.68% NEW $219.57 +21.3%
36 MSFT MICROSOFT CORP Technology 13,045.0 $6.8M 0.67% NEW $517.95 -19.2%
37 AMERICAN WTR CAP CORP 6,510,000.0 $6.5M 0.65% NEW $1.00
38 HEWLETT PACKARD ENTERPRISE C 89,140.0 $6.1M 0.60% NEW $67.90
39 SHIFT4 PMTS INC 5,746,000.0 $5.7M 0.56% NEW $0.98
40 AAPL APPLE INC Technology 20,397.0 $5.2M 0.52% NEW $254.63 +21.3%
Page 2 of 10  ·  193 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Communication Services 19.4%
Consumer Cyclical 18.6%
Financial Services 17.3%
Consumer Defensive 6.1%
Industrials 3.6%
Healthcare 3.2%
Utilities 0.9%
Real Estate 0.7%
Energy 0.7%