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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 127 of 131  ·  2,602 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2521 HIFS HINGHAM INSTN SVGS MASS Financial Services 772.0 $221K -89.0 -10.3% $285.84 -6.6%
2522 WMG WARNER MUSIC GROUP CORP Communication Services 8,617.0 $220K -3K -23.2% $25.54 +31.1%
2523 FDVV FIDELITY COVINGTON TRUST 3,951.0 $218K -561.0 -12.4% $55.24 +7.4%
2524 VIS VANGUARD WORLD FD 695.0 $217K NEW $312.22 +6.9%
2525 RRBI RED RIVER BANCSHARES INC Financial Services 2,382.0 $215K NEW $90.44 -1.0%
2526 AUR AURORA INNOVATION INC Technology 52,230.0 $215K +8K +19.4% $4.12 +80.3%
2527 IWP ISHARES TR 1,679.0 $215K $128.12 +6.2%
2528 HYMB SPDR SERIES TRUST 8,653.0 $215K -1K -10.4% $24.80 +0.1%
2529 LITHIUM ARGENTINA AG 32,017.0 $214K -14K -30.4% $6.68
2530 SMA SMARTSTOP SELF STORAG REIT I Real Estate 7,031.0 $213K $30.28 -1.6%
2531 RTO RENTOKIL INITIAL PLC Industrials 6,738.0 $212K NEW $31.48 +1.7%
2532 FSM FORTUNA MNG CORP Basic Materials 21,314.0 $212K NEW $9.93 -1.9%
2533 BEKE KE HLDGS INC Real Estate 14,000.0 $210K +3K +28.1% $14.97 +16.6%
2534 RFDI FIRST TR EXCH TRADED FD III 2,551.0 $209K $82.11 +4.5%
2535 HIVE HIVE DIGITAL TECHNOLOGIES LT Financial Services 110,066.0 $209K +734.0 +0.7% $1.90 +100.8%
2536 AUPH AURINIA PHARMACEUTICALS INC Healthcare 14,065.0 $208K +2K +15.5% $14.82 +4.0%
2537 HELO J P MORGAN EXCHANGE TRADED F 3,255.0 $208K -35.0 -1.1% $63.91 +5.9%
2538 RMR RMR GROUP INC Real Estate 13,411.0 $207K +2K +19.1% $15.47 +25.2%
2539 IYC ISHARES TR 2,097.0 $203K NEW $96.92 +3.5%
2540 NESR NATIONAL ENERGY SERVICES REU Energy 9,460.0 $203K NEW $21.47 +19.2%
Page 127 of 131  ·  2,602 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%