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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 47 of 49  ·  972 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 SXC SUNCOKE ENERGY INC Energy 46,499.0 $303K -11K -19.7% $6.51 +21.5%
922 HBT HBT FINL INC. Financial Services 11,216.0 $300K -1K -10.3% $26.72 +2.8%
923 RARE ULTRAGENYX PHARMACEUTICAL IN Healthcare 14,198.0 $297K -2K -14.7% $20.95 +23.2%
924 FSBC FIVE STAR BANCORP Financial Services 7,751.0 $292K -872.0 -10.1% $37.72 +8.5%
925 KFRC KFORCE INC Industrials 9,986.0 $292K -6K -36.0% $29.24 +35.0%
926 BROOKFIELD ASSET MANAGMT LTD 6,507.0 $289K -116K -94.7% $44.45
927 EGBN EAGLE BANCORPORATION INC Financial Services 11,553.0 $287K -1K -9.9% $24.87 +0.8%
928 FCBC FIRST CMNTY BANKSHARES INC V Financial Services 6,835.0 $284K -381.0 -5.3% $41.52 +1.2%
929 PDEX PRO-DEX INC COLO Healthcare 5,709.0 $280K -66.0 -1.1% $49.12 +19.4%
930 MPB MID PENN BANCORP INC Financial Services 8,156.0 $262K -947.0 -10.4% $32.16 -1.9%
931 TGLS TECNOGLASS INC Basic Materials 5,863.0 $261K -1.2M -99.5% $44.55 -7.9%
932 MXL MAXLINEAR INC Technology 14,973.0 $260K -2K -13.2% $17.39 +410.5%
933 VNQ VANGUARD INDEX FDS 2,889.0 $256K -64.0 -2.2% $88.69 +6.4%
934 AFLG FIRST TR EXCHNG TRADED FD VI 6,460.0 $249K -3K -33.6% $38.57 +11.5%
935 IBCP INDEPENDENT BK CORP MICH Financial Services 7,316.0 $244K -848.0 -10.4% $33.30 +0.0%
936 XLG INVESCO EXCHANGE TRADED FD T 4,456.0 $243K -1K -19.8% $54.55 +16.5%
937 PSO PEARSON PLC Communication Services 18,371.0 $241K -3K -13.6% $13.13 +12.0%
938 IWD ISHARES TR 1,128.0 $241K -461.0 -29.0% $213.67 +8.8%
939 WASH WASHINGTON TR BANCORP INC Financial Services 7,113.0 $238K -778.0 -9.9% $33.46 -6.5%
940 SYNA SYNAPTICS INC Technology 3,375.0 $236K -9K -72.1% $70.04 +85.3%
Page 47 of 49  ·  972 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%