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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 71 of 73  ·  1,441 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 26,266.0 $295K +527.0 +2.0% $11.23 +0.2%
1402 RCMT RCM TECHNOLOGIES INC Industrials 15,318.0 $293K +89.0 +0.6% $19.14 +11.9%
1403 MCBS METROCITY BANKSHARES INC Financial Services 10,160.0 $291K +132.0 +1.3% $28.67 +11.2%
1404 FSEP FIRST TR EXCHNG TRADED FD VI 5,757.0 $290K +481.0 +9.1% $50.33 +7.9%
1405 TEVA TEVA PHARMACEUTICAL INDS LTD Healthcare 9,619.0 $290K +539.0 +5.9% $30.12 +15.3%
1406 PMTS CPI CARD GROUP INC Financial Services 19,916.0 $289K +115.0 +0.6% $14.51 +15.9%
1407 CARS CARS COM INC Consumer Cyclical 35,306.0 $287K +5K +14.9% $8.12 +22.8%
1408 FOA FINANCE OF AMERICA COMPAN Financial Services 17,210.0 $286K +5K +43.7% $16.60 +17.8%
1409 ASC ARDMORE SHIPPING CORP Industrials 18,646.0 $284K +3K +17.7% $15.25 +25.0%
1410 BFS SAUL CTRS INC Real Estate 8,331.0 $271K +182.0 +2.2% $32.58 +1.3%
1411 DNN DENISON MINES CORP Energy 75,382.0 $267K +27K +55.4% $3.54 -8.5%
1412 USNA USANA HEALTH SCIENCES INC Consumer Defensive 14,784.0 $258K +2K +17.7% $17.47 +1.7%
1413 IUSV ISHARES TR 2,418.0 $247K +159.0 +7.0% $102.23 +5.7%
1414 VCEB VANGUARD WORLD FD 3,843.0 $241K +28.0 +0.7% $62.84 -0.8%
1415 TKC TURKCELL ILETISIM Communication Services 37,106.0 $224K +5K +15.5% $6.03 -0.1%
1416 AUR AURORA INNOVATION INC Technology 52,230.0 $215K +8K +19.4% $4.12 +80.3%
1417 BEKE KE HLDGS INC Real Estate 14,000.0 $210K +3K +28.1% $14.97 +16.6%
1418 HIVE HIVE DIGITAL TECHNOLOGIES LT Financial Services 110,066.0 $209K +734.0 +0.7% $1.90 +100.8%
1419 AUPH AURINIA PHARMACEUTICALS INC Healthcare 14,065.0 $208K +2K +15.5% $14.82 +4.0%
1420 RMR RMR GROUP INC Real Estate 13,411.0 $207K +2K +19.1% $15.47 +25.2%
Page 71 of 73  ·  1,441 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%