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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 58 of 73  ·  1,441 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 DPG DUFF & PHELPS UTLITY AND INF Financial Services 137,092.0 $2.0M 0.00% +28K +25.8% $14.44 -1.7%
1142 ALRS ALERUS FINL CORP Financial Services 81,208.0 $1.9M 0.00% +503.0 +0.6% $23.71 +12.8%
1143 BLACKROCK INCOME TR INC 181,020.0 $1.9M 0.00% +126K +231.6% $10.57
1144 SRLN SSGA ACTIVE ETF TR 47,611.0 $1.9M 0.00% +6K +14.3% $40.14 +0.9%
1145 SPTM SPDR SERIES TRUST 24,164.0 $1.9M 0.00% +1K +4.7% $79.06 +12.5%
1146 TDOC TELADOC HEALTH INC Healthcare 350,017.0 $1.9M 0.00% +136K +63.2% $5.45 +17.6%
1147 COMMUNITY WEST BANCSHARES NE 80,886.0 $1.9M 0.00% +19K +31.6% $23.30
1148 HQH ABRDN HEALTHCARE INVESTORS Financial Services 105,935.0 $1.9M 0.00% +3K +3.2% $17.79 +10.2%
1149 CLBT CELLEBRITE DI LTD Technology 136,409.0 $1.9M 0.00% +45K +49.1% $13.78 -1.6%
1150 PDT HANCOCK JOHN PREM DIVID FD Financial Services 142,765.0 $1.9M 0.00% +38K +36.6% $13.10 -2.8%
1151 WH WYNDHAM HOTELS & RESORTS INC Consumer Cyclical 23,014.0 $1.9M 0.00% +11K +99.9% $81.23 -4.9%
1152 CRNX CRINETICS PHARMACEUTICALS IN Healthcare 51,365.0 $1.9M 0.00% +18K +55.0% $36.32 -5.1%
1153 FIRST TR EXCHANGE TRADED FD 93,637.0 $1.9M 0.00% +18K +24.5% $19.92
1154 EBND SPDR SERIES TRUST 89,650.0 $1.9M 0.00% +12K +15.8% $20.64 -0.2%
1155 MITK MITEK SYS INC Technology 136,909.0 $1.8M 0.00% +6K +4.6% $13.50 +5.8%
1156 GIC GLOBAL INDUSTRIAL COMPANY Industrials 58,553.0 $1.8M 0.00% +21K +55.6% $31.52 -10.9%
1157 FIRST TR EXCHANGE-TRADED FD 69,437.0 $1.8M 0.00% +16K +30.2% $26.56
1158 ERIE ERIE INDTY CO Financial Services 7,285.0 $1.8M 0.00% +2K +38.1% $251.31 -13.6%
1159 VECO VEECO INSTRS INC DEL Technology 54,040.0 $1.8M 0.00% +3K +5.8% $33.86 +59.6%
1160 EPAC ENERPAC TOOL GROUP CORP Industrials 50,118.0 $1.8M 0.00% +24K +94.9% $36.47 -9.5%
Page 58 of 73  ·  1,441 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%