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Portfolio (Quarterly) Guide ↗

FIRST FOUNDATION ADVISORS

· CIK 0001086763
13F Portfolio $2.7B AUM 583 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 19 New 101 Added 144 Reduced 16 Exited
Page 17 of 17  ·  337 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 SCHV SCHWAB STRATEGIC TR 6,903.0 $204K 0.01% $29.61 +10.0%
322 NSC NORFOLK SOUTHN CORP Industrials 704.0 $203K 0.01% $288.72 +10.0%
323 TRV TRAVELERS COMPANIES INC Financial Services 698.0 $202K 0.01% NEW $290.06 +2.8%
324 U UNITY SOFTWARE INC Technology 4,578.0 $202K 0.01% NEW $44.17 -38.2%
325 SYK STRYKER CORPORATION Healthcare 575.0 $202K 0.01% $351.47 -13.1%
326 INNOVATOR ETFS TRUST 6,830.0 $202K 0.01% NEW $29.57
327 MUC BLACKROCK MUNIHLDNGS CALI QL Financial Services 17,946.0 $190K 0.01% +3K +19.9% $10.60 +0.1%
328 EVV EATON VANCE LIMITED DURATION Financial Services 18,611.0 $184K 0.01% $9.91 -7.3%
329 RC READY CAPITAL CORP Real Estate 79,677.0 $174K 0.01% -93K -53.8% $2.18 -21.1%
330 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 12,605.0 $156K 0.01% $12.38 +16.2%
331 PFN PIMCO INCOME STRATEGY FD II Financial Services 19,533.0 $146K 0.01% -208.0 -1.1% $7.50 -8.9%
332 BLACKROCK CALIF MUN INCOME T 10,126.0 $109K 0.00% $10.74
333 TSI TCW STRATEGIC INCOME FD INC Financial Services 20,202.0 $100K 0.00% $4.94 -7.7%
334 ECC EAGLE POINT CREDIT COMPANY I Financial Services 13,920.0 $80K 0.00% +920.0 +7.1% $5.76 -30.0%
335 NUVEEN CR STRATEGIES INCOME 12,000.0 $60K 0.00% $5.02
336 HITI HIGH TIDE INC Healthcare 12,000.0 $32K 0.00% $2.65 -9.1%
337 CCO CLEAR CHANNEL OUTDOOR HLDGS Communication Services 10,000.0 $22K 0.00% $2.21 +8.1%
Page 17 of 17  ·  337 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 53.9%
Financial Services 12.3%
Communication Services 11.3%
Consumer Cyclical 7.3%
Healthcare 4.6%
Industrials 3.0%
Consumer Defensive 2.8%
Energy 2.1%
Real Estate 1.3%
Utilities 0.9%