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Portfolio (Quarterly) Guide ↗

ABNER HERRMAN & BROCK LLC

· CIK 0001038661
13F Portfolio $979M AUM Filed Jan 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 115 New
Page 3 of 6  ·  115 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 TSM TAIWAN SEMICONDUCTOR-SP ADR Technology 22,698.0 $6.9M 0.70% NEW $303.90 +32.2%
42 BK BANK OF NEW YORK MELLON CORP Financial Services 53,875.0 $6.3M 0.64% NEW $116.08 +19.7%
43 HLT HILTON WORLDWIDE HOLDINGS IN Consumer Cyclical 16,575.0 $4.8M 0.49% NEW $287.24 +12.4%
44 APD AIR PRODUCTS & CHEMICALS INC Basic Materials 17,320.0 $4.3M 0.44% NEW $247.00 +17.5%
45 AMGN AMGEN INC Healthcare 11,332.0 $3.7M 0.38% NEW $327.30 +3.1%
46 BA BOEING CO/THE Industrials 15,144.0 $3.3M 0.34% NEW $217.12 +1.1%
47 PG PROCTER & GAMBLE CO/THE Consumer Defensive 18,104.0 $2.6M 0.27% NEW $143.28 -0.6%
48 ADP AUTOMATIC DATA PROCESSING Industrials 9,038.0 $2.3M 0.24% NEW $257.25 -14.4%
49 UBER UBER TECHNOLOGIES INC Technology 25,830.0 $2.1M 0.22% NEW $81.73 -8.7%
50 LMT LOCKHEED MARTIN CORP Industrials 4,221.0 $2.0M 0.21% NEW $483.77 +8.1%
51 PEP PEPSICO INC Consumer Defensive 10,642.0 $1.5M 0.16% NEW $143.49 +3.7%
52 DE DEERE & CO Industrials 3,219.0 $1.5M 0.15% NEW $465.67 +14.1%
53 ALL ALLSTATE CORP Financial Services 6,900.0 $1.4M 0.15% NEW $208.12 +3.0%
54 PEG PUBLIC SERVICE ENTERPRISE GP Utilities 16,115.0 $1.3M 0.13% NEW $80.30 -2.3%
55 TRV TRAVELERS COS INC/THE Financial Services 4,177.0 $1.2M 0.12% NEW $290.16 +5.8%
56 AVGO BROADCOM INC Technology 3,058.0 $1.1M 0.11% NEW $345.98 +19.8%
57 OEF ISHARES S&P 100 ETF 3,053.0 $1.0M 0.11% NEW $342.94 +8.0%
58 JNJ JOHNSON & JOHNSON Healthcare 3,967.0 $821K 0.08% NEW $206.96 +12.0%
59 GOOGL ALPHABET INC-CL A Communication Services 2,394.0 $749K 0.08% NEW $312.87 +23.9%
60 EQT EQT CORP Energy 13,827.0 $741K 0.08% NEW $53.59 +7.7%
Page 3 of 6  ·  115 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.8%
Financial Services 23.5%
Consumer Cyclical 12.7%
Communication Services 10.4%
Healthcare 10.1%
Industrials 4.7%
Energy 3.3%
Consumer Defensive 2.8%
Basic Materials 0.5%
Utilities 0.2%