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Portfolio (Quarterly) Guide ↗

D.E. Shaw & Co

· CIK 0001009207
13F Portfolio $166.3B AUM 5,804 positions Filed May 15, 2026 ← All Funds
Q1 2026 Q4 2025 · All 711 New 1370 Added 1926 Reduced 799 Exited
Page 211 of 224  ·  4,470 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4201 FLGB FRANKLIN TEMPLETON ETF TR 5,884.0 $205K -1K -16.9% $34.76 +2.4%
4202 HAFC HANMI FINL CORP Financial Services 7,751.0 $204K -6K -44.6% $26.36 +12.1%
4203 AMPRIUS TECHNOLOGIES INC 29,500.0 $203K -238K -89.0% $6.87
4204 BANC BANC OF CALIFORNIA INC Financial Services 11,521.0 $203K NEW $17.58 +6.0%
4205 SAIL SAILPOINT INC Technology 15,284.0 $202K NEW $13.24 +8.7%
4206 KBDC KAYNE ANDERSON BDC INC Financial Services 14,689.0 $202K NEW $13.72 +7.7%
4207 ATEC ALPHATEC HLDGS INC Healthcare 18,522.0 $202K -252K -93.1% $10.88 -27.1%
4208 XES SPDR SERIES TRUST 1,729.0 $201K NEW $116.33 +14.5%
4209 FLIN FRANKLIN TEMPLETON ETF TR 6,048.0 $201K -47K -88.6% $33.22 +2.9%
4210 OPFI OPPFI INC Technology 26,051.0 $201K NEW $7.71 +9.7%
4211 UEIC UNIVERSAL ELECTRS INC Technology 47,982.0 $198K -87K -64.3% $4.12 -3.9%
4212 QDEL CALL QUIDELORTHO CORP Healthcare 12,000.0 $197K +2K +18.8% $16.43 -35.1%
4213 OPRT OPORTUN FINL CORP Financial Services 42,233.0 $195K NEW $4.61 +15.5%
4214 KVYO PUT KLAVIYO INC Technology 10,000.0 $195K NEW $19.46 -24.3%
4215 EVE HLDG INC 484,473.0 $194K $0.40
4216 FNKO FUNKO INC Consumer Cyclical 60,873.0 $192K -306K -83.4% $3.15 +55.2%
4217 MOUNTAIN LAKE ACQUISITION CO 725,000.0 $188K $0.26
4218 WSC PUT WILLSCOT HLDGS CORP Industrials 10,600.0 $184K $17.36 +38.4%
4219 BKKT CALL BAKKT INC Technology 25,000.0 $184K $7.36 +9.8%
4220 LAB STANDARD BIOTOOLS INC Healthcare 199,084.0 $183K NEW $0.92 +8.2%
Page 211 of 224  ·  4,470 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Consumer Cyclical 12.8%
Healthcare 12.4%
Financial Services 12.1%
Industrials 11.1%
Communication Services 7.1%
Basic Materials 4.9%
Energy 4.9%
Consumer Defensive 4.8%
Real Estate 2.1%