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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 Q4 2025 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 5 of 80  ·  1,597 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 CFG CITIZENS FINL GROUP INC Financial Services 2,795,942.0 $195.9M 0.09% -162K -5.5% $70.07 +6.1%
82 UBER PUT UBER TECHNOLOGIES INC Technology 2,658,400.0 $191.8M 0.09% -185K -6.5% $72.16 +3.9%
83 LMT LOCKHEED MARTIN CORP Industrials 370,609.0 $188.8M 0.09% -595K -61.6% $509.46 +16.5%
84 AA ALCOA CORP Basic Materials 3,585,857.0 $187.0M 0.09% -25K -0.7% $52.14 -0.8%
85 ARM PUT ARM HOLDINGS PLC Technology 508,600.0 $180.3M 0.09% -147K -22.5% $354.57 -23.4%
86 BBWI BATH & BODY WORKS INC Consumer Cyclical 7,728,842.0 $178.8M 0.09% -1.8M -18.7% $23.13 -18.7%
87 CAT CALL CATERPILLAR INC Industrials 167,200.0 $178.1M 0.09% -19K -10.2% $1064.90 -17.2%
88 GS CALL GOLDMAN SACHS GROUP INC Financial Services 175,300.0 $177.3M 0.08% -29K -14.3% $1011.37 +3.9%
89 ROP ROPER TECHNOLOGIES INC Industrials 522,807.0 $176.9M 0.08% -632K -54.7% $338.39 +15.2%
90 JNJ JOHNSON & JOHNSON Healthcare 687,227.0 $174.5M 0.08% -77K -10.1% $253.97 +3.3%
91 DIS DISNEY WALT CO Communication Services 1,809,481.0 $174.2M 0.08% -721K -28.5% $96.25 +7.5%
92 APD AIR PRODUCTS AND CHEMICALS I Basic Materials 581,019.0 $170.3M 0.08% -141K -19.5% $293.18 +2.6%
93 RY CALL ROYAL BK CDA Financial Services 820,000.0 $169.6M 0.08% -100K -10.9% $206.86 +4.5%
94 AMT AMERICAN TOWER CORP Real Estate 1,028,414.0 $168.2M 0.08% -103K -9.1% $163.57 +5.3%
95 AMZN CALL AMAZON COM INC Consumer Cyclical 702,100.0 $167.3M 0.08% -795K -53.1% $238.34 +9.6%
96 EQT EQT CORP Energy 3,115,586.0 $165.7M 0.08% -2.6M -45.3% $53.17 -0.3%
97 BA CALL BOEING CO Industrials 748,600.0 $162.0M 0.08% -397K -34.6% $216.47 +4.4%
98 ATI ATI INC Industrials 815,585.0 $160.8M 0.08% -927K -53.2% $197.10 +17.6%
99 TTWO TAKE-TWO INTERACTIVE SOFTWAR Communication Services 627,542.0 $156.9M 0.07% -102K -14.0% $249.98 -3.3%
100 ALIBABA GROUP HLDG LTD 132,300,000.0 $156.2M 0.07% -285.2M -68.3% $1.18
Page 5 of 80  ·  1,597 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.3%
Healthcare 11.5%
Consumer Cyclical 11.3%
Industrials 10.3%
Communication Services 7.7%
Energy 4.2%
Basic Materials 3.7%
Consumer Defensive 3.2%
Real Estate 1.7%