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Portfolio (Quarterly) Guide ↗

D.E. Shaw & Co

· CIK 0001009207
13F Portfolio $166.3B AUM 5,804 positions Filed May 15, 2026 ← All Funds
Q1 2026 Q4 2025 · All 711 New 1370 Added 1926 Reduced 799 Exited
Page 33 of 36  ·  711 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 ATLX ATLAS LITHIUM CORP Basic Materials 49,799.0 $217K NEW $4.35 -1.4%
642 PHI PLDT INC Communication Services 10,284.0 $216K NEW $21.04 -8.0%
643 FFBC 1ST FINL BANCORP Financial Services 7,738.0 $216K NEW $27.88 +8.0%
644 ULH UNIVERSAL LOGISTICS HLDGS IN Industrials 10,188.0 $215K NEW $21.14 -36.4%
645 TCBX THIRD COAST BANCSHARES INC Financial Services 5,601.0 $212K NEW $37.83 -2.2%
646 IIIN INSTEEL INDS INC Industrials 6,295.0 $212K NEW $33.61 -20.4%
647 RSPU INVESCO EXCHANGE TRADED FD T 2,608.0 $212K NEW $81.11 -4.8%
648 AEYE AUDIOEYE INC Technology 33,119.0 $211K NEW $6.37 +8.8%
649 EPU ISHARES TR 2,600.0 $210K NEW $80.71 -0.9%
650 DUK PUT DUKE ENERGY CORP NEW Utilities 1,600.0 $210K NEW $130.94 -5.1%
651 ICF ISHARES TR 3,381.0 $209K NEW $61.91 +6.7%
652 BANC BANC OF CALIFORNIA INC Financial Services 11,521.0 $203K NEW $17.58 +4.1%
653 SAIL SAILPOINT INC Technology 15,284.0 $202K NEW $13.24 -0.5%
654 KBDC KAYNE ANDERSON BDC INC Financial Services 14,689.0 $202K NEW $13.72 +7.7%
655 XES SPDR SERIES TRUST 1,729.0 $201K NEW $116.33 +11.4%
656 OPFI OPPFI INC Technology 26,051.0 $201K NEW $7.71 +15.7%
657 OPRT OPORTUN FINL CORP Financial Services 42,233.0 $195K NEW $4.61 +16.7%
658 KVYO PUT KLAVIYO INC Technology 10,000.0 $195K NEW $19.46 -26.3%
659 LAB STANDARD BIOTOOLS INC Healthcare 199,084.0 $183K NEW $0.92 +8.7%
660 PTLO PORTILLOS INC Consumer Cyclical 34,166.0 $181K NEW $5.29 -24.6%
Page 33 of 36  ·  711 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Consumer Cyclical 12.8%
Healthcare 12.4%
Financial Services 12.1%
Industrials 11.1%
Communication Services 7.1%
Basic Materials 4.9%
Energy 4.9%
Consumer Defensive 4.8%
Real Estate 2.1%