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Portfolio (Quarterly) Guide ↗

D.E. Shaw & Co

· CIK 0001009207
13F Portfolio $166.3B AUM 5,804 positions Filed May 15, 2026 ← All Funds
Q1 2026 Q4 2025 · All 711 New 1370 Added 1926 Reduced 799 Exited
Page 68 of 69  ·  1,370 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1341 CXM SPRINKLR INC Technology 63,540.0 $381K +12K +23.6% $6.00 -17.7%
1342 NPWR NET POWER INC Industrials 235,397.0 $367K +158K +203.0% $1.56 +42.3%
1343 GREK GLOBAL X FDS 5,625.0 $359K +2K +52.8% $63.87 +10.4%
1344 DC DAKOTA GOLD CORP Basic Materials 70,955.0 $358K +22K +45.0% $5.05 +23.8%
1345 FDD FIRST TR EXCHANGE-TRADED FD 19,829.0 $353K +8K +72.8% $17.81 +7.9%
1346 CMPX COMPASS THERAPEUTICS INC Healthcare 65,967.0 $349K +14K +28.1% $5.29 -64.8%
1347 EXPE CALL EXPEDIA GROUP INC Consumer Cyclical 1,500.0 $346K +300.0 +25.0% $230.89 -5.9%
1348 KXI ISHARES TR 4,934.0 $331K +866.0 +21.3% $67.01 +2.5%
1349 DEO CALL DIAGEO PLC Consumer Defensive 4,400.0 $328K +1K +46.7% $74.45 +9.7%
1350 MPAA MOTORCAR PTS AMER INC Consumer Cyclical 29,224.0 $323K +521.0 +1.8% $11.06 +2.9%
1351 TCRX TSCAN THERAPEUTICS INC Healthcare 319,587.0 $323K +250K +360.3% $1.01 -1.0%
1352 1RT ACQUISITION CORP. 29,947.0 $304K +20K +199.5% $10.14
1353 ACNB ACNB CORP Financial Services 6,233.0 $298K +1K +20.4% $47.87 +8.7%
1354 INDY ISHARES TR 6,970.0 $294K +3K +63.4% $42.24 +0.4%
1355 ESPO VANECK ETF TRUST 3,202.0 $290K +200.0 +6.7% $90.50 -1.2%
1356 IAK ISHARES TR 2,219.0 $285K +300.0 +15.6% $128.29 +2.9%
1357 HSTM HEALTHSTREAM INC Healthcare 13,634.0 $282K +4K +37.7% $20.71 +10.0%
1358 SMTI SANARA MEDTECH INC Healthcare 16,323.0 $280K +2K +14.1% $17.18 +26.0%
1359 TITN CALL TITAN MACHY INC Industrials 15,000.0 $251K +5K +47.1% $16.72 +20.5%
1360 CRY ARTIVION INC 6,526.0 $239K +1K +26.6% $36.62 -51.2%
Page 68 of 69  ·  1,370 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Consumer Cyclical 12.8%
Healthcare 12.4%
Financial Services 12.1%
Industrials 11.1%
Communication Services 7.1%
Basic Materials 4.9%
Energy 4.9%
Consumer Defensive 4.8%
Real Estate 2.1%