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Portfolio (Quarterly) Guide ↗

Avantax Planning Partners, Inc.

· CIK 0001005441
13F Portfolio $3.6B AUM 435 positions Filed May 4, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 30 New 139 Added 166 Reduced 32 Exited
Page 20 of 22  ·  435 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 FVD FIRST TR EXCHANGE-TRADED FD 5,365.0 $252K 0.01% -825.0 -13.3% $47.03 -0.2%
382 KKR KKR & CO INC Financial Services 2,700.0 $250K 0.01% +700.0 +35.0% $92.50 +3.9%
383 PBA PEMBINA PIPELINE CORP Energy 5,543.0 $248K 0.01% $44.76 +9.0%
384 SANDISK CORP 387.0 $246K 0.01% NEW $635.34
385 ATI ATI INC Industrials 1,678.0 $244K 0.01% NEW $145.44 +5.6%
386 AOHY ANGEL OAK FUNDS TRUST 22,313.0 $244K 0.01% NEW $10.93 +0.7%
387 AVDE AMERICAN CENTY ETF TR 2,869.0 $243K 0.01% $84.84 +6.0%
388 ITW ILLINOIS TOOL WKS INC Industrials 925.0 $241K 0.01% -174.0 -15.8% $260.29 -4.9%
389 LRGE LEGG MASON ETF INVT 3,197.0 $240K 0.01% $75.20 +13.9%
390 IVLU ISHARES TR 6,031.0 $239K 0.01% $39.68 +6.3%
391 SWBI SMITH & WESSON BRANDS INC Industrials 16,631.0 $238K 0.01% $14.33 +8.8%
392 RY ROYAL BK CDA Financial Services 1,436.0 $232K 0.01% $161.78 +13.6%
393 SHEL SHELL PLC Energy 2,498.0 $232K 0.01% -264.0 -9.6% $92.99 -7.3%
394 LNG CHENIERE ENERGY INC Energy 794.0 $225K 0.01% NEW $283.88 -14.8%
395 AMP AMERIPRISE FINL INC Financial Services 506.0 $225K 0.01% $444.40 +5.8%
396 CLX CLOROX CO DEL Consumer Defensive 2,169.0 $225K 0.01% -43.0 -1.9% $103.63 -11.7%
397 NULV NUSHARES ETF TR 4,907.0 $223K 0.01% -325.0 -6.2% $45.50 +9.5%
398 OMER OMEROS CORP Healthcare 21,100.0 $223K 0.01% +8K +59.9% $10.56 +14.3%
399 PYPL PAYPAL HLDGS INC Financial Services 4,883.0 $221K 0.01% NEW $45.23 -1.4%
400 SHOP SHOPIFY INC Technology 1,838.0 $218K 0.01% NEW $118.62 -16.0%
Page 20 of 22  ·  435 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 12.8%
Healthcare 12.7%
Industrials 12.1%
Energy 11.4%
Consumer Defensive 9.6%
Consumer Cyclical 7.7%
Communication Services 5.0%
Utilities 2.6%
Basic Materials 0.7%