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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 16 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 UCON FIRST TRUST EXCHANGE TRADED 36,645.0 $908K 0.07% +759.0 +2.1% $24.77 +0.5%
302 AMT AMERICAN TOWER CORPORATION Real Estate 5,256.0 $907K 0.07% +852.0 +19.4% $172.59 +8.7%
303 MCK MCKESSON CORP Healthcare 1,048.0 $907K 0.07% -597.0 -36.3% $865.36 -12.7%
304 JEF JEFFERIES FINANCIAL GROUP INC Financial Services 21,915.0 $904K 0.07% $41.27 +27.8%
305 DE DEERE & CO Industrials 1,604.0 $904K 0.07% -13.0 -0.8% $563.51 -4.3%
306 BK BANK NEW YORK MELLON CORP Financial Services 7,506.0 $890K 0.07% -1K -16.0% $118.63 +17.9%
307 BANC BANC OF CALIFORNIA INC Financial Services 50,648.0 $890K 0.07% -2K -3.9% $17.58 +7.9%
308 BND VANGUARD TOTAL BOND MARKET ETF 12,074.0 $889K 0.07% +940.0 +8.4% $73.64 -0.3%
309 CRWD CROWDSTRIKE HOLDINGS INC Technology 2,275.0 $888K 0.07% -140.0 -5.8% $390.41 +73.3%
310 AMD ADVANCED MICRO DEVICES INC Technology 4,347.0 $884K 0.07% +189.0 +4.5% $203.43 +154.5%
311 SBUX STARBUCKS CORP Consumer Cyclical 9,855.0 $883K 0.07% -403.0 -3.9% $89.59 +13.0%
312 TAK TAKEDA PHARMACEUTICAL Healthcare 47,533.0 $880K 0.07% -7K -12.6% $18.52 -12.7%
313 QHY WISDOMTREE TR 19,319.0 $880K 0.07% -2K -10.5% $45.54 +0.8%
314 SHEL SHELL PLC Energy 9,441.0 $878K 0.07% -111.0 -1.2% $93.01 -9.6%
315 MTUM ISHARES TR 3,648.0 $876K 0.07% -293.0 -7.4% $240.01 +31.3%
316 DON WISDOMTREE TRUST 16,532.0 $869K 0.07% +6K +53.4% $52.54 +5.5%
317 CLF CLEVELAND CLIFFS INC Basic Materials 102,447.0 $866K 0.07% $8.45 +56.6%
318 MUSA MURPHY USA INC Consumer Cyclical 1,752.0 $865K 0.07% $493.97 +3.7%
319 IBKR INTERACTIVE BROKERS GROUP INC Financial Services 12,734.0 $854K 0.06% -763.0 -5.7% $67.07 +22.8%
320 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 56,709.0 $853K 0.06% $15.05 +1.3%
Page 16 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%