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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 137 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2721 UMBFINANCIALCORPDEPOSITARY 7.0 $189.0 NEW $27.00
2722 COST CALL CALLCOST01/16/26910 Consumer Defensive 1.0 $182.0 NEW $182.00 +451.5%
2723 MORGANSTANLEY 7.0 $182.0 NEW $26.00
2724 MORGANSTANLEY 7.0 $178.0 NEW $25.43
2725 REINSURANCEGROUPOFAMERINC 7.0 $178.0 NEW $25.43
2726 SOJC SOUTHERNCOMPANY(THE) Utilities 8.0 $172.0 NEW $21.50 +0.4%
2727 DIGITALREALTYTRUSTINC 7.0 $167.0 NEW $23.86
2728 VSTS VESTISCORPORATION Industrials 25.0 $166.0 NEW $6.64 +80.3%
2729 GURE GULFRESOURCESINCNV Basic Materials 45.0 $166.0 NEW $3.69 +19.0%
2730 UTSGULFCOASTULTRADEEP 5,250.0 $154.0 NEW $0.03
2731 SOFI CALL CALLSOFI02/20/2635 Financial Services 4.0 $152.0 NEW $38.00 -57.4%
2732 SHERRITTINTERNATIONALCORP 1,000.0 $151.0 NEW $0.15
2733 DUK CALL CALLDUK06/18/26140 Utilities 2.0 $150.0 NEW $75.00 +67.1%
2734 SPIREINC 6.0 $143.0 NEW $23.83
2735 USBANCORPDEL 8.0 $142.0 NEW $17.75
2736 PUBLICSTORAGE 7.0 $141.0 NEW $20.14
2737 DOC CALL CALLDOC04/17/2622.50 Real Estate 7.0 $140.0 NEW $20.00 -0.6%
2738 FIRSTHORIZONCORPORATION 8.0 $140.0 NEW $17.50
2739 AURORACANNABISINC 33.0 $139.0 NEW $4.21
2740 ARKEMA 2.0 $122.0 NEW $61.00
Page 137 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%