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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 19 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 DTD WISDOMTREETRUST 8,598.0 $730K 0.06% NEW $84.88 +9.4%
362 FIRSTTRUSTLONGSHORTEQUITY 10,267.0 $729K 0.06% NEW $70.99
363 BSCW INVESCOEXCHANGETRADEDSELF 34,676.0 $724K 0.05% NEW $20.87 -1.6%
364 URA GLOBALXFUNDS 16,921.0 $723K 0.05% NEW $42.73 +18.8%
365 BE BLOOMENERGYCORPORATION Industrials 8,310.0 $722K 0.05% NEW $86.89 +233.8%
366 CDLR CADELERAS Industrials 38,747.0 $720K 0.05% NEW $18.59 +38.0%
367 CVS CVSHEALTHCORPORATION Healthcare 9,054.0 $719K 0.05% NEW $79.36 +17.1%
368 DRI DARDENRESTAURANTSINC Consumer Cyclical 3,895.0 $717K 0.05% NEW $184.02 +11.1%
369 HEINEKENHOLDINGNV 19,548.0 $716K 0.05% NEW $36.64
370 AZO AUTOZONEINC Consumer Cyclical 211.0 $716K 0.05% NEW $3391.50 -11.3%
371 AEP AMERICANELECTRICPOWER Utilities 6,191.0 $714K 0.05% NEW $115.32 +10.8%
372 FIW FIRSTTRUSTEXCHANGETRADED 6,524.0 $709K 0.05% NEW $108.65 -4.5%
373 MUSA MURPHYUSAINC Consumer Cyclical 1,752.0 $707K 0.05% NEW $403.52 +26.8%
374 UTES ETFISSERTRUSTI 8,925.0 $705K 0.05% NEW $78.95 +2.2%
375 MBI MBIAINC Financial Services 98,197.0 $703K 0.05% NEW $7.16 -17.6%
376 BOTZ GLOBALXFUNDS 19,397.0 $703K 0.05% NEW $36.23 +11.2%
377 SHEL SHELLPLC Energy 9,552.0 $702K 0.05% NEW $73.48 +14.1%
378 BNPPARIBAS 14,793.0 $702K 0.05% NEW $47.44
379 LPX LOUISIANAPACIFICCORP Basic Materials 8,674.0 $701K 0.05% NEW $80.76 -5.8%
380 BOOT BOOTBARNHOLDINGSINC Consumer Cyclical 3,917.0 $691K 0.05% NEW $176.47 -3.2%
Page 19 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%