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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 18 of 22  ·  433 positions
# Ticker Company Sector Shares Value ↓ % Port Status
341 ALK PUT PUTALK06/18/2635 Industrials 4 $500.0 SOLD
342 VOYAFINANCIALINC 20 $494.0 SOLD
343 GILT GILATSATELLITENETWORKS Technology 38 $491.0 SOLD
344 CMSENERGYCORPORATION 22 $483.0 SOLD
345 NVO CALL CALLNVO02/20/2660 Healthcare 4 $476.0 SOLD
346 PUBLICSTORAGE 24 $463.0 SOLD
347 BMY PUT PUTBMY09/18/2638 Healthcare 6 $450.0 SOLD
348 FITB PUT PUTFITB06/18/2638 Financial Services 6 $450.0 SOLD
349 DUKE ENERGY CORPORATION 18 $449.0 SOLD
350 DTW DTEENERGYCOMPANY Utilities 21 $443.0 SOLD
351 DUKEENERGYCORPORATION 18 $442.0 SOLD
352 RENAISSANCEREHOLDINGSLTD 28 $441.0 SOLD
353 LMT PUT PUTLMT06/18/26390 Industrials 1 $430.0 SOLD
354 AT&TINC 21 $422.0 SOLD
355 MPLX CALL CALLMPLX01/15/2760 Energy 4 $420.0 SOLD
356 KEYCORP 19 $403.0 SOLD
357 HARTFORDINSURANCEGROUPINC 16 $400.0 SOLD
358 M&TBANKCORPORATION 15 $398.0 SOLD
359 PUBLICSTORAGE 24 $393.0 SOLD
360 STIFELFINANCIALCORP 19 $388.0 SOLD
Page 18 of 22  ·  433 positions
Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%