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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 11 of 22  ·  433 positions
# Ticker Company Sector Shares Value ↓ % Port Status
201 HEXAGONAB 459 $5K SOLD
202 BA CALL CALLBA06/18/26220 Industrials 6 $5K SOLD
203 CRS CALL CALLCRS06/18/26360 Industrials 2 $5K SOLD
204 CNM CORE&MAININC Industrials 96 $5K SOLD
205 PCOR PROCORETECHNOLOGIESINC Technology 65 $5K SOLD
206 STZ PUT PUTSTZ01/16/26160 Consumer Defensive 2 $5K SOLD
207 SNOW PUT PUTSNOW06/18/26190 Technology 3 $4K SOLD
208 LEGRANDSA 146 $4K SOLD
209 SAMPOOYJ 173 $4K SOLD
210 UFPT UFPTECHNOLOGIESINC Healthcare 18 $4K SOLD
211 ZTS PUT PUTZTS03/20/26135 Healthcare 3 $4K SOLD
212 GRAYSCALEETHEREUMCLASSIC 600 $4K SOLD
213 MFG MIZUHOFINANCIALGROUPINC Financial Services 488 $4K SOLD
214 PPT PUTNAMPREMIERINCOMETRUST Financial Services 1,000 $4K SOLD
215 MOS PUT PUTMOS09/18/2622.50 Basic Materials 12 $3K SOLD
216 PTBANKMANDIRIPERSEROTBK 274 $3K SOLD
217 NOMURARESHINSTLTD 86 $3K SOLD
218 BIDU BAIDUINC Communication Services 25 $3K SOLD
219 TOTVSSA 210 $3K SOLD
220 UNH PUT PUTUNH03/20/26270 Healthcare 4 $3K SOLD
Page 11 of 22  ·  433 positions
Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%