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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 6 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 PPA INVESCO EXCHANGE TRADED FD T 12,113.0 $2.0M 0.25% -136.0 -1.1% $165.70 +1.3%
102 BA BOEING CO Industrials 10,059.0 $2.0M 0.25% $199.02 +10.3%
103 ETN EATON CORP PLC Industrials 5,530.0 $2.0M 0.25% NEW $357.70 +6.7%
104 MTUM ISHARES TR 8,126.0 $1.9M 0.24% NEW $239.86 +26.0%
105 AON AON PLC Financial Services 6,030.0 $1.9M 0.24% NEW $322.83 +0.4%
106 FALN ISHARES TR 72,599.0 $1.9M 0.24% NEW $26.72 +1.0%
107 IUSG ISHARES TR 12,326.0 $1.9M 0.24% NEW $155.11 +20.3%
108 VTV VANGUARD INDEX FDS 9,667.0 $1.9M 0.24% -876.0 -8.3% $196.20 +6.5%
109 NAN NUVEEN NY DIVI ADV Financial Services 166,556.0 $1.9M 0.23% NEW $11.15 +0.9%
110 VZ VERIZON COMMUNICATIONS INC Communication Services 35,741.0 $1.8M 0.23% +9K +33.8% $50.20 -4.7%
111 PANW PALO ALTO NETWORKS INC Technology 10,903.0 $1.7M 0.22% -2K -16.1% $160.32 +57.8%
112 GS GOLDMAN SACHS GROUP INC Financial Services 2,041.0 $1.7M 0.22% +354.0 +21.0% $845.99 +16.8%
113 BKNG BOOKING HOLDINGS INC Consumer Cyclical 408.0 $1.7M 0.21% -304.0 -42.7% $4205.16 -96.2%
114 DGRW WISDOMTREE TR 19,138.0 $1.7M 0.21% NEW $87.84 +9.2%
115 ANET ARISTA NETWORKS INC Technology 13,666.0 $1.7M 0.21% -145.0 -1.1% $122.77 +21.0%
116 T AT&T INC Communication Services 57,611.0 $1.7M 0.21% +5K +9.2% $28.99 -14.0%
117 XLF SELECT SECTOR SPDR TR 33,231.0 $1.6M 0.21% -2K -6.9% $49.37 +4.8%
118 TJX TJX COS INC NEW Consumer Cyclical 10,063.0 $1.6M 0.20% +1K +12.2% $159.69 -0.3%
119 PEP PEPSICO INC Consumer Defensive 9,981.0 $1.5M 0.19% +2K +24.2% $155.29 -4.1%
120 SHOP SHOPIFY INC Technology 13,029.0 $1.5M 0.19% NEW $118.62 -11.5%
Page 6 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%