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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 3 of 15  ·  297 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 FNV FRANCO NEV CORP COM ISIN#CA3518581051 Basic Materials 15,257.0 $3.2M 0.60% +2K +16.4% $207.48 +8.9%
42 THRO BLACKROCK ETF TR ISHARES U S THEMATIC ROTATION ACTIVE ETF 74,026.0 $2.8M 0.54% $38.47 +10.6%
43 XLK SELECT SECTOR SPDR TR STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF 19,678.0 $2.8M 0.54% +10K +94.5% $143.97 +24.1%
44 OXY OCCIDENTAL PETE CORP COM Energy 67,396.0 $2.8M 0.53% -11K -14.3% $41.25 +42.6%
45 IAU ISHARES GOLD TR ISHARES NEW Financial Services 33,668.0 $2.7M 0.52% -569.0 -1.7% $81.03 +5.4%
46 JMST J P MORGAN EXCHANGE-TRADED FD TR ULTRA SHORT MUN INCOME ETF 53,410.0 $2.7M 0.52% -2K -3.4% $50.94 -0.2%
47 VTI VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF 8,024.0 $2.7M 0.51% -121.0 -1.5% $335.27 +8.9%
48 DNOV FIRST TR EXCHANGE-TRADED FD VIII FT VEST U S EQUITY DEEP BUFFER NOVEMBER 54,519.0 $2.7M 0.51% NEW $48.84 +4.2%
49 BINC BLACKROCK ETF TR II ISHARES FLEXIBLE INCOME ACTIVE ETF 48,170.0 $2.5M 0.48% +466.0 +1.0% $52.65 -0.9%
50 VIS VANGUARD WORLD FDS VANGUARD INDLS ETF 8,474.0 $2.5M 0.48% $298.38 +11.7%
51 ZTS ZOETIS INC COM Healthcare 19,766.0 $2.5M 0.47% +7K +54.8% $126.10 -36.8%
52 PZA INVESCO EXCHANGE-TRADED FD TR II NATL AMT-FREE MUN BD ETF 107,009.0 $2.5M 0.47% -60K -35.9% $23.19 -1.1%
53 PANW PALO ALTO NETWORKS INC COM Technology 12,990.0 $2.4M 0.45% +94.0 +0.7% $184.20 +37.3%
54 CGUS CAPITAL GROUP CORE EQUITY ETF SHS 59,207.0 $2.4M 0.45% $40.23 +8.4%
55 MRSH MARSH & MCLENNAN COS INC COM Financial Services 12,543.0 $2.3M 0.44% +9K +242.4% $185.85 -11.2%
56 OTIS OTIS WORLDWIDE CORP COM Industrials 26,462.0 $2.3M 0.44% +7K +37.5% $87.58 -18.2%
57 XOM EXXON MOBIL CORP COM Energy 18,852.0 $2.3M 0.43% -533.0 -2.8% $120.34 +29.9%
58 CNC CENTENE CORP DEL COM Healthcare 54,455.0 $2.2M 0.43% +40K +267.4% $41.25 +40.0%
59 HSY HERSHEY CO COM Consumer Defensive 12,253.0 $2.2M 0.42% -447.0 -3.5% $182.16 +4.5%
60 BA BOEING CO COM Industrials 10,046.0 $2.2M 0.41% -186.0 -1.8% $217.50 +1.0%
Page 3 of 15  ·  297 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%