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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 14 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 JEPI J P MORGAN EXCHANGE TRADED F 7,640.0 $433K 0.05% $56.68 -1.1%
262 MDB MONGODB INC Technology 1,761.0 $431K 0.05% NEW $244.77 +29.7%
263 IEF ISHARES TR 4,354.0 $416K 0.05% NEW $95.44 -1.7%
264 TT TRANE TECHNOLOGIES PLC Industrials 996.0 $415K 0.05% NEW $416.89 +8.3%
265 AMGN AMGEN INC Healthcare 1,179.0 $415K 0.05% +159.0 +15.6% $351.85 -4.1%
266 SPYG SPDR SERIES TRUST 4,192.0 $410K 0.05% NEW $97.91 +20.8%
267 LIN LINDE PLC Basic Materials 810.0 $402K 0.05% NEW $495.76 +3.8%
268 RTX RTX CORPORATION Industrials 2,077.0 $401K 0.05% $192.90 -9.4%
269 GE GE AEROSPACE Industrials 1,406.0 $399K 0.05% NEW $283.97 +6.3%
270 NVO NOVO-NORDISK A S Healthcare 10,802.0 $397K 0.05% +116.0 +1.1% $36.75 +20.8%
271 IBB ISHARES TR 2,297.0 $388K 0.05% NEW $168.85 +0.1%
272 FIX COMFORT SYS USA INC Industrials 281.0 $387K 0.05% -44.0 -13.5% $1378.99 +33.0%
273 SCHW SCHWAB CHARLES CORP Financial Services 4,096.0 $385K 0.05% +218.0 +5.6% $93.98 -4.1%
274 RAAA ADVISOR MANAGED PORTFOLIOS 15,233.0 $381K 0.05% $24.99 +0.6%
275 IMCB ISHARES TR 4,520.0 $377K 0.05% NEW $83.43 +9.5%
276 JCI JOHNSON CONTROLS INTERNATION Industrials 2,871.0 $376K 0.05% NEW $130.95 +3.5%
277 PSX PHILLIPS 66 Energy 2,034.0 $371K 0.05% $182.22 -1.6%
278 LRCX LAM RESEARCH CORP Technology 1,728.0 $370K 0.05% +25.0 +1.5% $214.38 +41.0%
279 BUFR FIRST TR EXCHNG TRADED FD VI 10,945.0 $370K 0.05% +11K +5571.0% $33.77 +7.2%
280 SYK STRYKER CORPORATION Healthcare 1,120.0 $368K 0.05% -65.0 -5.5% $328.59 -2.2%
Page 14 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%