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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 2 of 6  ·  113 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 IAU ISHARES GOLD TR ISHARES NEW Financial Services 33,668.0 $2.7M 0.52% -569.0 -1.7% $81.03 +5.2%
22 JMST J P MORGAN EXCHANGE-TRADED FD TR ULTRA SHORT MUN INCOME ETF 53,410.0 $2.7M 0.52% -2K -3.4% $50.94 -0.2%
23 VTI VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF 8,024.0 $2.7M 0.51% -121.0 -1.5% $335.27 +8.3%
24 PZA INVESCO EXCHANGE-TRADED FD TR II NATL AMT-FREE MUN BD ETF 107,009.0 $2.5M 0.47% -60K -35.9% $23.19 -1.3%
25 XOM EXXON MOBIL CORP COM Energy 18,852.0 $2.3M 0.43% -533.0 -2.8% $120.34 +31.6%
26 HSY HERSHEY CO COM Consumer Defensive 12,253.0 $2.2M 0.42% -447.0 -3.5% $182.16 +5.0%
27 BA BOEING CO COM Industrials 10,046.0 $2.2M 0.41% -186.0 -1.8% $217.50 +1.9%
28 LMT LOCKHEED MARTIN CORP COM Industrials 4,082.0 $2.0M 0.38% -822.0 -16.8% $484.74 +6.9%
29 A AGILENT TECHNOLOGIES INC COM Healthcare 13,569.0 $1.9M 0.35% -449.0 -3.2% $136.39 -18.3%
30 ISRG INTUITIVE SURGICAL INC COM NEW Healthcare 3,256.0 $1.8M 0.35% -46.0 -1.4% $566.79 -21.2%
31 ANET ARISTA NETWORKS INC COM NEW Technology 13,811.0 $1.8M 0.34% -538.0 -3.8% $131.03 +7.4%
32 COST COSTCO WHSL CORP NEW COM Consumer Defensive 2,088.0 $1.8M 0.34% -97.0 -4.4% $862.34 +25.6%
33 VTN INVESCO TR INVT GRADE NEW YORK MUNS COM Financial Services 143,900.0 $1.7M 0.31% -5K -3.5% $11.51 -7.7%
34 XLC SELECT SECTOR SPDR TR STATE STREET COMMUNICATION SVCS SELECT SECTOR SPDR ETF 13,483.0 $1.6M 0.30% -154.0 -1.1% $117.72 -1.7%
35 SNN SMITH & NEPHEW P L C SPONSORED ADR NEW Healthcare 45,243.0 $1.5M 0.28% -10K -18.2% $32.89 -6.2%
36 U-HAUL HLDG CO COM SER N 30,364.0 $1.4M 0.27% -5K -14.6% $46.86
37 TJX TJX COS INC NEW COM Consumer Cyclical 8,972.0 $1.4M 0.26% -230.0 -2.5% $153.61 +4.0%
38 CRM SALESFORCE INC COM Technology 5,174.0 $1.4M 0.26% -86.0 -1.6% $265.32 -33.0%
39 VIG VANGUARD SPECIALIZED FUNDS DIVID APPRECIATION ETF SHS 6,027.0 $1.3M 0.25% -161.0 -2.6% $219.77 +4.8%
40 VRTX VERTEX PHARMACEUTICALS INC COM Healthcare 2,902.0 $1.3M 0.25% -79.0 -2.6% $453.67 -5.5%
Page 2 of 6  ·  113 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%