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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 4 of 6  ·  106 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 BIV VANGUARD BD INDEX FDS VANGUARD INTERMEDIATE TERM BD ETF 9,051.0 $705K 0.13% +329.0 +3.8% $77.88 -2.2%
62 KR KROGER CO COM Consumer Defensive 11,232.0 $702K 0.13% +1K +12.7% $62.48 +10.5%
63 ALL ALLSTATE CORP COM Financial Services 3,298.0 $686K 0.13% +681.0 +26.0% $208.15 +6.7%
64 DB DEUTSCHE BANK AG NAMEN AKT ISIN#DE0005140008 Financial Services 17,489.0 $674K 0.13% +5K +37.8% $38.56 -15.2%
65 BND VANGUARD BD INDEX FDS VANGUARD TOTAL BD MARKET ETF 8,944.0 $662K 0.13% +492.0 +5.8% $74.07 -1.7%
66 GGN GAMCO GLOBAL GOLD NAT RES & INCOME TR BY GABELLI COM SH BEN INT Financial Services 125,705.0 $649K 0.12% +3K +2.5% $5.16 +0.8%
67 XLY SELECT SECTOR SPDR TR STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF 5,326.0 $636K 0.12% +524.0 +10.9% $119.41 -1.8%
68 AMD ADVANCED MICRO DEVICES INC COM Technology 2,893.0 $620K 0.12% +697.0 +31.7% $214.16 +107.6%
69 AWK AMERICAN WTR WKS CO INC NEW COM Utilities 4,638.0 $605K 0.12% +2K +99.2% $130.50 -5.6%
70 MCR MFS CHARTER INCOME TR SH BEN INT Financial Services 88,650.0 $556K 0.11% +20K +29.1% $6.27 -5.5%
71 NVO NOVO NORDISK A.S. ADR FORMERLY NOVO INDUSTRIE A.S. ADR SAME CUSIP Healthcare 10,686.0 $545K 0.10% +453.0 +4.4% $50.97 -12.1%
72 APP APPLOVIN CORP COM CL A Technology 753.0 $507K 0.10% +155.0 +25.9% $673.82 -28.8%
73 CGIE CAPITAL GROUP INTL EQUITY ETF SHS 14,550.0 $507K 0.10% +2K +14.1% $34.82 +3.2%
74 NRK NUVEEN NEW YORK AMT-FREE QUALITY MUN INCOME FD COM Financial Services 49,300.0 $497K 0.09% +4K +8.8% $10.09 +1.9%
75 VGT VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF 655.0 $494K 0.09% +35.0 +5.7% $753.78 -85.0%
76 CINF CINCINNATI FINL CORP COM Financial Services 3,021.0 $493K 0.09% +24.0 +0.8% $163.32 +3.0%
77 XEL XCEL ENERGY INC COM Utilities 6,495.0 $480K 0.09% +91.0 +1.4% $73.86 +8.1%
78 MU MICRON TECHNOLOGY INC COM Technology 1,617.0 $462K 0.09% +165.0 +11.4% $285.41 +152.4%
79 ENB ENBRIDGE INC COM ISIN#CA29250N1050 Energy 8,520.0 $408K 0.08% +74.0 +0.9% $47.92 +19.1%
80 NKE NIKE INC CL B Consumer Cyclical 6,352.0 $405K 0.08% +266.0 +4.4% $63.83 -31.3%
Page 4 of 6  ·  106 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%