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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 8 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 KTOS KRATOS DEFENSE & SEC SOLUTIONS Industrials 4,200.0 $384K 0.16% NEW $91.37 -40.2%
142 AMP AMERIPRISE FINL INC Financial Services 772.0 $379K 0.16% NEW $491.25 -8.3%
143 MA MASTERCARD INCORPORATED Financial Services 660.0 $375K 0.16% NEW $568.81 -12.2%
144 MO ALTRIA GROUP INC Consumer Defensive 5,663.0 $374K 0.16% NEW $66.06 +11.6%
145 ED CONSOLIDATED EDISON INC Utilities 3,685.0 $370K 0.16% NEW $100.52 +6.8%
146 CALUMET INC 19,483.0 $356K 0.15% NEW $18.25
147 O REALTY INCOME CORP Real Estate 5,790.0 $352K 0.15% NEW $60.79 +2.4%
148 TRV TRAVELERS Financial Services 1,256.0 $351K 0.15% NEW $279.12 +10.0%
149 RGR STURM RUGER & CO INC Industrials 8,056.0 $350K 0.15% NEW $43.47 -9.5%
150 D DOMINION ENERGY INC Utilities 5,693.0 $348K 0.15% NEW $61.17 +11.6%
151 ORCL ORACLE CORP Technology 1,234.0 $347K 0.15% NEW $281.24 -32.5%
152 UNH UNITEDHEALTH GROUP INC Healthcare 980.0 $338K 0.14% NEW $345.30 +11.0%
153 VCTR VICTORY CAP HLDGS INC Financial Services 5,178.0 $335K 0.14% NEW $64.76 +29.2%
154 XLY SELECT SECTOR SPDR TR 1,387.0 $332K 0.14% NEW $239.64 -50.5%
155 DG DOLLAR GEN CORP Consumer Defensive 3,187.0 $329K 0.14% NEW $103.35 +1.7%
156 KEY KEYCORP Financial Services 17,272.0 $323K 0.14% NEW $18.69 +15.0%
157 KMI KINDER MORGAN INC DEL Energy 11,267.0 $319K 0.14% NEW $28.31 +18.3%
158 VEA VANGUARD TAX-MANAGED FDS 5,142.0 $308K 0.13% NEW $59.92 +18.0%
159 SPY SPDR S&P 500 ETF TR Financial Services 461.0 $307K 0.13% NEW $666.18 +11.5%
160 STGW STAGWELL INC Communication Services 53,700.0 $302K 0.13% NEW $5.63 +10.5%
Page 8 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%