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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 33 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 RELX RELX PLC Communication Services 114.0 $5K 0.00% $40.42 -16.9%
642 AA ALCOA CORP Basic Materials 86.0 $5K 0.00% $52.98 +25.1%
643 ROP ROPER TECHNOLOGIES INC Industrials 10.0 $4K 0.00% $445.10 -26.1%
644 PI IMPINJ INC Technology 25.0 $4K 0.00% $174.00 -21.2%
645 ROST ROSS STORES INC Consumer Cyclical 24.0 $4K 0.00% $180.12 +18.1%
646 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 7.0 $4K 0.00% $603.29 +10.3%
647 APTIV PLC COM 55.0 $4K 0.00% $76.09
648 WES WESTERN MIDSTREAM PARTNERS L Energy 105.0 $4K 0.00% NEW $39.50 +16.5%
649 RYN RAYONIER INC Real Estate 191.0 $4K 0.00% -34.0 -15.1% $21.65 -6.6%
650 WDC WESTERN DIGITAL CORP Technology 24.0 $4K 0.00% $172.25 +166.8%
651 PPL PPL CORP Utilities 117.0 $4K 0.00% $35.02 +1.2%
652 FANG DIAMONDBACK ENERGY INC Energy 27.0 $4K 0.00% $150.33 +33.7%
653 WAL WESTERN ALLIANCE BANCORP Financial Services 48.0 $4K 0.00% $84.06 -8.4%
654 VOOG VANGUARD ADMIRAL FDS INC 9.0 $4K 0.00% $444.56 -81.5%
655 EFG ISHARES TR 35.0 $4K 0.00% $113.91 +6.6%
656 SCI SERVICE CORP INTL Consumer Cyclical 51.0 $4K 0.00% $77.96 -0.5%
657 SCHM SCHWAB STRATEGIC TR 132.0 $4K 0.00% +1.0 +0.8% $30.00 +15.2%
658 VONV VANGUARD SCOTTSDALE FDS 42.0 $4K 0.00% $92.31 +11.5%
659 XSOE WISDOMTREE TR 99.0 $4K 0.00% $39.02 +20.4%
660 IBKR INTERACTIVE BROKERS GROUP INC Financial Services 60.0 $4K 0.00% -36.0 -37.5% $64.32 +30.3%
Page 33 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%