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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 12 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 TXN TEXAS INSTRS INC Technology 1,051.0 $182K 0.08% -12.0 -1.1% $173.48 +75.7%
222 BLK BLACKROCK INC Financial Services 170.0 $182K 0.08% -5.0 -2.9% $1070.34 -0.6%
223 MNSB MAINSTREET BANCSHARES INC Financial Services 8,818.0 $180K 0.08% $20.36 +13.8%
224 ICOW PACER FDS TR 4,579.0 $177K 0.07% +249.0 +5.8% $38.68 +17.0%
225 CVS CVS HEALTH CORP Healthcare 2,202.0 $175K 0.07% -310.0 -12.3% $79.36 +17.6%
226 PSX PHILLIPS 66 Energy 1,351.0 $174K 0.07% $129.01 +39.0%
227 STEW SRH TOTAL RETURN FUND INC Financial Services 9,389.0 $174K 0.07% $18.54 -5.2%
228 GSK GSK PLC Healthcare 3,548.0 $174K 0.07% $49.04 +5.1%
229 SMDV PROSHARES TR 2,629.0 $174K 0.07% $66.08 +8.8%
230 PAA PLAINS ALL AMERN PIPELINE L P Energy 9,598.0 $172K 0.07% +180.0 +1.9% $17.96 +31.8%
231 PANW PALO ALTO NETWORKS INC Technology 934.0 $172K 0.07% +8.0 +0.9% $184.20 +37.3%
232 ET ENERGY TRANSFER L P Energy 10,396.0 $171K 0.07% +390.0 +3.9% $16.49 +21.3%
233 SPY SPDR S&P 500 ETF TR Financial Services 251.0 $171K 0.07% -210.0 -45.5% $681.92 +8.9%
234 PCG PG&E CORP Utilities 10,627.0 $171K 0.07% $16.07 +2.3%
235 EUDV PROSHARES TR 3,199.0 $167K 0.07% +150.0 +4.9% $52.25 +2.4%
236 MS MORGAN STANLEY Financial Services 924.0 $164K 0.07% -31.0 -3.2% $177.53 +12.9%
237 GLW CORNING INC Technology 1,831.0 $160K 0.07% $87.56 +119.2%
238 IP INTERNATIONAL PAPER CO Consumer Cyclical 4,028.0 $159K 0.07% +41.0 +1.0% $39.39 -20.0%
239 NECB NORTHEAST CMNTY BANCORP INC Financial Services 7,000.0 $158K 0.07% -1K -12.5% $22.61 +6.8%
240 CARR CARRIER GLOBAL CORPORATION Industrials 2,922.0 $154K 0.07% $52.84 +17.7%
Page 12 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%