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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 10 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 WRB BERKLEY W R CORP Financial Services 3,700.0 $259K 0.11% $70.12 -2.7%
182 VYM VANGUARD WHITEHALL FDS 1,792.0 $257K 0.11% +37.0 +2.1% $143.52 +9.6%
183 ORI OLD REP INTL CORP Financial Services 5,500.0 $251K 0.11% $45.64 -13.1%
184 ORCL ORACLE CORP Technology 1,284.0 $250K 0.11% +50.0 +4.0% $194.91 -2.6%
185 TCI TRANSCONTINENTAL RLTY INVS Real Estate 4,200.0 $246K 0.10% $58.62 -38.5%
186 BGH BARINGS GLOBAL SHORT DURATION Financial Services 16,400.0 $246K 0.10% -914.0 -5.3% $15.01 -7.2%
187 EPD ENTERPRISE PRODS PARTNERS L P Energy 7,643.0 $245K 0.10% +137.0 +1.8% $32.06 +23.1%
188 PWB INVESCO EXCHANGE TRADED FD T 1,900.0 $242K 0.10% $127.11 +21.2%
189 SLB SLB LIMITED Energy 6,230.0 $239K 0.10% $38.38 +49.2%
190 O REALTY INCOME CORP Real Estate 4,239.0 $239K 0.10% -2K -26.8% $56.37 +10.4%
191 PRU PRUDENTIAL FINL INC Financial Services 2,111.0 $238K 0.10% +138.0 +7.0% $112.88 -8.6%
192 KNSL KINSALE CAP GROUP INC Financial Services 603.0 $236K 0.10% +65.0 +12.1% $391.12 -20.2%
193 AMAL AMALGAMATED FINANCIAL CORP Financial Services 7,345.0 $235K 0.10% $32.03 +29.2%
194 VB VANGUARD INDEX FDS 905.0 $233K 0.10% $257.83 +11.1%
195 PSLV SPROTT PHYSICAL SILVER TR Financial Services 9,800.0 $232K 0.10% -1K -10.1% $23.65 +4.3%
196 CCL CARNIVAL CORP Consumer Cyclical 7,554.0 $231K 0.10% $30.54 -14.3%
197 DOW DOW INC Basic Materials 9,830.0 $230K 0.10% -933.0 -8.7% $23.38 +53.6%
198 BRBS BLUE RIDGE BANKSHARES INC VA Financial Services 53,600.0 $229K 0.10% $4.27 -22.7%
199 LQD ISHARES TR 2,037.0 $224K 0.10% $110.19 -1.8%
200 L LOEWS CORP Financial Services 2,100.0 $221K 0.09% $105.31 +3.7%
Page 10 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%