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Portfolio (Quarterly) Guide ↗

COMMONWEALTH EQUITY SERVICES, LLC

· CIK 0000312272
13F Portfolio $75.0B AUM 4,271 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 261 New 1567 Added 2180 Reduced 224 Exited
Page 206 of 214  ·  4,271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4101 SEANERGY MARITIME HLDGS CORP 11,883.0 $110K -1K -11.1% $9.23
4102 ASLE AERSALE CORPORATION Industrials 15,382.0 $109K +557.0 +3.8% $7.11 -10.0%
4103 LPRO OPEN LENDING CORP Financial Services 70,100.0 $109K $1.55 +14.2%
4104 WNC WABASH NATL CORP Industrials 12,310.0 $106K +135.0 +1.1% $8.65 -20.3%
4105 YMAX TIDAL TRUST II 10,656.0 $106K -1K -11.1% $9.98 -16.0%
4106 EXK ENDEAVOUR SILVER CORP Basic Materials 11,309.0 $106K -24K -68.3% $9.40 +4.4%
4107 AURORA CANNABIS INC 25,011.0 $106K -3K -10.8% $4.22
4108 PFO FLAHERTY & CRUMRINE PFD INCO Financial Services 11,154.0 $105K -210.0 -1.9% $9.45 -4.1%
4109 GDRX GOODRX HLDGS INC Healthcare 38,149.0 $103K +2K +6.5% $2.71 -10.3%
4110 ABAT AMERICAN BATTERY TECHNOLOGY Basic Materials 30,768.0 $103K -112K -78.4% $3.34 -11.1%
4111 NCA NUVEEN CALIFORNIA MUNI VLU F Financial Services 11,330.0 $101K $8.95 +5.5%
4112 ERC ALLSPRING MULTI SECTOR INCOM Financial Services 10,895.0 $101K +329.0 +3.1% $9.30 -3.7%
4113 RR RICHTECH ROBOTICS INC Industrials 30,930.0 $100K -29K -48.8% $3.23 -17.0%
4114 HIMX HIMAX TECHNOLOGIES INC Technology 11,965.0 $98K -2K -11.5% $8.19 +132.7%
4115 CCLD CARECLOUD INC Healthcare 33,495.0 $98K $2.92 -27.4%
4116 BHC BAUSCH HEALTH COS INC Healthcare 14,067.0 $98K +2K +14.8% $6.95 -23.2%
4117 NG NOVAGOLD RES INC Basic Materials 10,480.0 $98K NEW $9.32 -12.8%
4118 MMLP MARTIN MIDSTREAM PRTNRS L P Energy 35,761.0 $93K $2.61 -2.7%
4119 PCM PCM FD INC Financial Services 15,041.0 $92K -288.0 -1.9% $6.14 -8.3%
4120 VENU HLDG CORP 10,915.0 $92K $8.42
Page 206 of 214  ·  4,271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.8%
Financial Services 23.0%
Consumer Cyclical 9.4%
Industrials 7.7%
Healthcare 7.5%
Communication Services 7.5%
Consumer Defensive 5.0%
Energy 3.4%
Utilities 2.8%
Basic Materials 1.5%